Sr. Mutual Fund Board Compliance Analyst

Are you a highly analytical and detail-oriented individual with a passion for the financial industry? Are you looking for a challenging and rewarding opportunity to make a significant impact in the world of mutual fund compliance? Then we have the perfect role for you at Voya Financial! As a Senior Mutual Fund Board Compliance Analyst, you will play a crucial role in ensuring that our mutual fund board operates in full compliance with all regulatory requirements. This is a dynamic and fast-paced position where you will have the opportunity to collaborate with various teams and make a meaningful contribution to the overall success of our organization. We are seeking candidates with a strong background in mutual fund compliance, exceptional critical thinking skills, and the ability to thrive in a constantly evolving environment. Join us and be a part of a team that is dedicated to helping our clients achieve financial security and well-being.

1. Conduct thorough and continuous analysis of all regulatory requirements and guidelines related to mutual fund compliance.
2. Develop and implement processes and procedures to ensure compliance with all relevant laws, rules, and regulations.
3. Serve as a subject matter expert on mutual fund compliance and provide guidance and support to other team members.
4. Monitor and assess the effectiveness of existing compliance policies and procedures and make recommendations for improvement.
5. Collaborate with various teams including legal, risk management, and operations to ensure compliance with all regulatory requirements.
6. Prepare and present compliance reports to senior management and the mutual fund board of directors.
7. Conduct regular audits and reviews to identify and address potential compliance issues.
8. Stay up-to-date on industry trends and changes in regulations to ensure the mutual fund board remains in full compliance.
9. Respond to inquiries and requests from regulatory agencies and ensure timely and accurate submission of required reports and documents.
10. Train and educate other team members on mutual fund compliance and best practices.
11. Identify and implement process improvements to streamline compliance processes and increase efficiency.
12. Maintain accurate and organized records of all compliance activities and findings.
13. Participate in special projects and initiatives related to mutual fund compliance as needed.
14. Foster a culture of compliance and ethical behavior within the organization.
15. Continuously evaluate and assess the effectiveness of the organization's compliance program and make recommendations for improvement.

According to JobzMall, the average salary range for a Sr. Mutual Fund Board Compliance Analyst is between $60,000 and $90,000 per year. However, this may vary depending on factors such as location, experience, and the specific company or mutual fund being analyzed.

Voya Financial is an American financial, retirement, investment and insurance company based in New York, New York. Voya began as ING U.S., the United States operating subsidiary of ING Group, which was spun off in 2013 and established independent financial backing through an initial public offering.