Compliance Consultant

Are you passionate about ensuring ethical and lawful practices within the financial industry? Do you possess a keen eye for detail and a strong understanding of compliance regulations? If so, we have an exciting opportunity for you to join our team as a Compliance Consultant at Voya Financial.As a Compliance Consultant, you will play a crucial role in maintaining the integrity of our organization and upholding the highest level of compliance standards. You will have the opportunity to work alongside a dynamic team of professionals and make a positive impact on our company's overall success.To excel in this role, we are seeking individuals with a proven track record of compliance experience, strong communication skills, and the ability to adapt to changing regulations. If you are a self-motivated, analytical thinker with a passion for compliance, we encourage you to apply for this role. Join us at Voya Financial and be a part of a company that is committed to providing financial security and peace of mind to our clients.

1. Ensure adherence to all legal and regulatory requirements within the financial industry.
2. Conduct regular audits and assessments to identify potential compliance issues.
3. Develop and implement compliance policies and procedures to ensure the company’s operations are in line with industry standards.
4. Stay updated with all relevant laws, regulations, and industry trends to proactively identify potential compliance risks.
5. Collaborate with various departments to ensure compliance measures are integrated into business processes and practices.
6. Train and educate employees on compliance policies and procedures to promote a culture of compliance within the organization.
7. Investigate and resolve any compliance-related issues, and provide recommendations for corrective actions.
8. Develop and maintain relationships with regulatory bodies to ensure open communication and understanding of compliance requirements.
9. Monitor and report on the company’s compliance status to senior management and regulatory bodies.
10. Advise and guide management on compliance matters, including potential risks and issues.
11. Conduct compliance training and workshops for employees to promote awareness and understanding of compliance regulations.
12. Participate in internal and external audits and ensure all necessary documentation is prepared and available.
13. Collaborate with legal counsel to ensure compliance with all legal requirements.
14. Continuously assess and improve compliance processes and procedures to enhance the company’s compliance program.
15. Serve as a subject matter expert on compliance matters and provide guidance and support to other departments as needed.

According to JobzMall, the average salary range for a Compliance Consultant in Chicago, IL, USA is between $60,000 and $120,000 per year. This can vary depending on factors such as the specific industry, company size, and level of experience. Additionally, individuals with specialized skills or certifications may earn higher salaries.

Voya Financial is an American financial, retirement, investment and insurance company based in New York, New York. Voya began as ING U.S., the United States operating subsidiary of ING Group, which was spun off in 2013 and established independent financial backing through an initial public offering.