Swap Dealer Regulatory Governance Officer

At UBS, we believe in the power of collaboration and innovation to drive success. As a global financial institution, we are committed to maintaining a strong regulatory governance framework to protect the interests of our clients and promote market integrity. We are currently seeking a skilled and driven individual to join our team as a Swap Dealer Regulatory Governance Officer. In this role, you will play a critical role in ensuring compliance with all applicable swap dealer regulations and promoting a culture of ethical conduct within our organization. If you have a strong understanding of regulatory compliance, exceptional communication skills, and a passion for promoting a culture of excellence, we invite you to apply for this exciting opportunity.

1. Develop and maintain a deep understanding of all applicable swap dealer regulations and ensure compliance with them at all times.
2. Monitor and analyze changes in regulatory requirements, and communicate any potential impacts to relevant stakeholders within the organization.
3. Collaborate with cross-functional teams to implement and maintain effective regulatory governance policies and procedures.
4. Conduct regular audits and reviews to identify any potential gaps or areas for improvement in our regulatory governance framework.
5. Act as a subject matter expert and provide guidance to colleagues on regulatory compliance matters.
6. Develop and deliver training programs to promote a culture of ethical conduct and compliance with regulatory requirements.
7. Stay abreast of industry trends and best practices related to regulatory governance and incorporate them into our framework.
8. Build and maintain relationships with regulatory bodies and serve as a point of contact for any inquiries or requests.
9. Conduct risk assessments and propose strategies to mitigate potential risks related to regulatory compliance.
10. Prepare and present reports to senior management on the status of regulatory governance within the organization.
11. Proactively identify and escalate any potential compliance issues or violations to senior management.
12. Collaborate with external vendors and consultants to ensure adherence to regulatory requirements.
13. Continuously evaluate and improve upon our regulatory governance framework to promote efficiency and effectiveness.
14. Uphold UBS's values of collaboration, innovation, and ethical conduct in all interactions with colleagues and external stakeholders.

According to JobzMall, the average salary range for a Swap Dealer Regulatory Governance Officer in North Carolina, USA is $90,000-$110,000 per year. However, this can vary depending on factors such as the specific company, location, and level of experience. Some companies may offer higher salaries or additional benefits such as bonuses or stock options. It is also important to note that these salary ranges are just an average and individual salaries may vary.

UBS is a global firm providing financial services in over 50 countries. The company provides wealth management, asset management, and investment banking services for private, corporate, and institutional clients worldwide.