Supervisory Officer

Are you a dynamic and experienced leader looking for your next challenge in the financial industry? Look no further than UBS, a global leader in wealth management, investment banking, and asset management. We are currently seeking a highly motivated Supervisory Officer to join our team and oversee our operations to ensure compliance with company policies and regulatory requirements. This role requires a strong combination of leadership skills, industry knowledge, and attention to detail. If you thrive in a fast-paced, collaborative environment and have a passion for promoting ethical and compliant business practices, we want to hear from you. Read on for more details about the qualifications and responsibilities for this exciting opportunity at UBS.

1. Develop and implement policies and procedures to ensure compliance with company policies and regulatory requirements.
2. Oversee and monitor the day-to-day operations of the company to ensure compliance with internal and external requirements.
3. Conduct regular audits and reviews to identify potential compliance issues and recommend corrective actions.
4. Provide guidance and support to employees on compliance matters, including training and education programs.
5. Collaborate with other departments, such as Legal and Risk Management, to ensure a comprehensive and coordinated approach to compliance.
6. Stay up-to-date on industry developments and regulatory changes to ensure the company's compliance practices are current and effective.
7. Lead and manage a team of compliance professionals, providing coaching, feedback, and development opportunities.
8. Communicate and report on compliance issues and concerns to senior management and relevant stakeholders.
9. Conduct investigations into potential compliance violations and take appropriate disciplinary actions when necessary.
10. Promote a culture of ethical and compliant business practices throughout the organization.
11. Develop and maintain relationships with relevant regulatory bodies and external auditors.
12. Collaborate with senior management to develop and implement strategies to continuously improve and enhance the company's compliance program.
13. Provide support for internal and external audits and examinations.
14. Ensure the company's operations are in line with its risk appetite and risk management framework.

According to JobzMall, the average salary range for a Supervisory Officer in Ohio, USA is between $79,000 and $108,000 per year. Factors such as experience, location, and industry may affect the specific salary for this role.

UBS is a global firm providing financial services in over 50 countries. The company provides wealth management, asset management, and investment banking services for private, corporate, and institutional clients worldwide.