
Senior Registered Client Associate
At UBS, we are looking for a Senior Registered Client Associate who will provide exceptional customer service to our high net-worth clients. As a Senior Registered Client Associate, you will act as an ambassador for UBS and build trust with our clients by providing exceptional service. We are looking for someone who has strong interpersonal skills, the ability to think on their feet, and the desire to work in a fast-paced environment.The successful candidate for this position will have a minimum of three years of experience in a client-facing role, along with a Series 7 and 63 license. You should have a keen eye for detail and the ability to think critically when making decisions. You should also have excellent communication skills and be able to work effectively with teams from across the company.We are looking for someone who is passionate about delivering outstanding customer service and making a positive impact on our clients. If this sounds like you, we want to hear from you.
Responsibilities:
- Provide exceptional customer service to high net-worth clients.
- Act as an ambassador for UBS and build trust with clients.
- Utilize strong interpersonal and communication skills.
- Work effectively with teams from across the company.
- Have a keen eye for detail and the ability to think critically.
- Have a minimum of three years of experience in a client-facing role.
- Possess a Series 7 and 63 license.
- Be passionate about delivering outstanding customer service.
- Make a positive impact on clients.
- Work in a fast-paced environment.
Series And Licenses
Strong Communication And Organizational Skills
Knowledge Of Ubs Systems And Processes
Ability To Work Independently With Minimal Supervision
Cfp/Cfa Designation
Bachelor’s Degree In Business Or Finance
Minimum Of Years Experience In Financial Services
Understanding Of Investment Products And Services
Risk Management
Financial Planning
Market Research
customer service
Relationship Management
Client Service
Sales Support
Regulatory compliance
Asset management
Problem-Solving
Regulatory reporting
Trading Support
Documentation Preparation
Account Administration
Investment Advisory
Communication
Conflict Resolution
Leadership
Negotiation
Time management
creativity
Organization
Teamwork
Adaptability
Problem-Solving
According to JobzMall, the average salary range for a Senior Registered Client Associate in New York, NY, USA is $56,000 to $93,000 per year. This range is based on the salaries of those who meet the qualifications for this position and who have at least five years of experience in the field.
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UBS is a global firm providing financial services in over 50 countries. The company provides wealth management, asset management, and investment banking services for private, corporate, and institutional clients worldwide.

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