
Regulatory Surveillance Business Analyst
We are looking for a motivated and results-oriented professional to join our Regulatory Surveillance team as a Business Analyst at UBS. In this role, you will be responsible for providing insightful analysis to ensure compliance with global regulations and the execution of related initiatives. You will be a key member of the team, working closely with senior management to provide actionable data-driven insights. To be successful in this role, you will need to be an outstanding problem solver with the ability to think both analytically and strategically. You should have excellent commercial acumen and a deep understanding of the financial markets and regulations. You must also have strong interpersonal and communication skills as you will be working in a highly collaborative environment.If you are looking for an opportunity to use your analytical and problem-solving skills to make an impact, then this role is for you!
Responsibilities:
- Analyze data to ensure compliance with global regulations and the execution of related initiatives.
- Work closely with senior management to provide actionable data-driven insights.
- Utilize analytical and problem-solving skills to identify areas of improvement.
- Develop models to assess risk and identify potential areas of compliance violation.
- Prepare and present reports to senior management on regulatory compliance and related initiatives.
- Monitor and assess regulatory changes and their impact on the organization.
- Stay up to date with the latest developments in the financial markets and regulations.
- Communicate effectively with stakeholders across the organization.
- Develop and maintain relationships with external partners such as regulators, auditors, and other stakeholders.
- Provide support and guidance to team members in the execution of regulatory initiatives.
Strong Communication Skills
Quantitative Analysis
Financial Services Experience
Project Management Skills
Problem-Solving Skills
Advanced Excel Skills
Knowledge Of Financial Regulations
Knowledge Of Software Systems
Financial Reporting
Business Analysis
Quality Assurance
Project Management
Data Analysis
Problem Solving
Data Manipulation
Risk Analysis
Regulatory compliance
Process documentation
Requirements Gathering
Stakeholder management
Technology Solutions
Regulatory Knowledge
Regulatory Interpretation
Communication
Conflict Resolution
Leadership
Problem Solving
Time management
Interpersonal Skills
creativity
Critical thinking
Teamwork
Adaptability
According to JobzMall, the average salary range for a Regulatory Surveillance Business Analyst in New York, NY, USA is $86,664-$122,904 per year. This range can vary based on experience, education, certifications, and other factors.
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UBS is a global firm providing financial services in over 50 countries. The company provides wealth management, asset management, and investment banking services for private, corporate, and institutional clients worldwide.

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