UBS

Regulatory Surveillance Business Analyst

UBS

New York, NY, USA
Full-TimeDepends on ExperienceSenior LevelMasters
Job Description

We are looking for a motivated and results-oriented professional to join our Regulatory Surveillance team as a Business Analyst at UBS. In this role, you will be responsible for providing insightful analysis to ensure compliance with global regulations and the execution of related initiatives. You will be a key member of the team, working closely with senior management to provide actionable data-driven insights. To be successful in this role, you will need to be an outstanding problem solver with the ability to think both analytically and strategically. You should have excellent commercial acumen and a deep understanding of the financial markets and regulations. You must also have strong interpersonal and communication skills as you will be working in a highly collaborative environment.If you are looking for an opportunity to use your analytical and problem-solving skills to make an impact, then this role is for you!

Responsibilities:

  1. Analyze data to ensure compliance with global regulations and the execution of related initiatives.
  2. Work closely with senior management to provide actionable data-driven insights.
  3. Utilize analytical and problem-solving skills to identify areas of improvement.
  4. Develop models to assess risk and identify potential areas of compliance violation.
  5. Prepare and present reports to senior management on regulatory compliance and related initiatives.
  6. Monitor and assess regulatory changes and their impact on the organization.
  7. Stay up to date with the latest developments in the financial markets and regulations.
  8. Communicate effectively with stakeholders across the organization.
  9. Develop and maintain relationships with external partners such as regulators, auditors, and other stakeholders.
  10. Provide support and guidance to team members in the execution of regulatory initiatives.
Where is this job?
This job is located at New York, NY, USA
Job Qualifications
  • Strong Communication Skills

  • Quantitative Analysis

  • Financial Services Experience

  • Project Management Skills

  • Problem-Solving Skills

  • Advanced Excel Skills

  • Knowledge Of Financial Regulations

  • Knowledge Of Software Systems

Required Skills
  • Financial Reporting

  • Business Analysis

  • Quality Assurance

  • Project Management

  • Data Analysis

  • Problem Solving

  • Data Manipulation

  • Risk Analysis

  • Regulatory compliance

  • Process documentation

  • Requirements Gathering

  • Stakeholder management

  • Technology Solutions

  • Regulatory Knowledge

  • Regulatory Interpretation

Soft Skills
  • Communication

  • Conflict Resolution

  • Leadership

  • Problem Solving

  • Time management

  • Interpersonal Skills

  • creativity

  • Critical thinking

  • Teamwork

  • Adaptability

Compensation

According to JobzMall, the average salary range for a Regulatory Surveillance Business Analyst in New York, NY, USA is $86,664-$122,904 per year. This range can vary based on experience, education, certifications, and other factors.

Additional Information
UBS is an Equal Opportunity Employer. We celebrate diversity and are committed to creating an inclusive environment for all employees. We do not discriminate based upon race, religion, color, national origin, sex, sexual orientation, gender identity, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics.
Required LanguagesEnglish
Job PostedMay 26th, 2023
Apply BeforeJune 9th, 2026
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About UBS

UBS is a global firm providing financial services in over 50 countries. The company provides wealth management, asset management, and investment banking services for private, corporate, and institutional clients worldwide.

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