Regulatory, Risk & Product Manager

We are currently seeking a skilled and motivated individual to join our team as a Regulatory, Risk & Product Manager at UBS. As a leading global financial institution, UBS is committed to ensuring compliance with regulatory requirements and managing risk effectively. In this role, you will play a critical role in safeguarding our business and driving product innovation. We are looking for a highly organized and detail-oriented individual with a strong understanding of regulatory frameworks and risk management principles. If you are passionate about driving business success while maintaining ethical standards, we want to hear from you. Join us and be a part of a dynamic and collaborative team dedicated to delivering exceptional results.

1. Ensure compliance with all regulatory requirements and guidelines at both the national and international level.
2. Develop and implement risk management strategies and procedures to effectively mitigate potential risks.
3. Monitor and assess regulatory changes and their impact on the business, and provide recommendations for necessary adjustments.
4. Collaborate with cross-functional teams to develop and launch new products, while considering all applicable regulations and potential risks.
5. Conduct regular audits and reviews to identify any potential compliance or risk issues and develop action plans to address them.
6. Maintain and update internal policies and procedures to ensure they align with regulatory standards.
7. Communicate with external regulatory bodies and act as a liaison between the company and regulatory agencies.
8. Train and educate employees on regulatory requirements and risk management best practices.
9. Conduct internal investigations and provide guidance on ethical and compliance issues.
10. Analyze and assess the impact of new products or business initiatives on regulatory compliance and risk management.
11. Collaborate with senior management to develop and implement long-term strategies for regulatory compliance and risk management.
12. Provide regular reports and updates to senior management on the status of regulatory compliance and risk management efforts.
13. Stay current on industry trends, regulatory changes, and best practices in risk management.
14. Foster a culture of compliance and risk management within the company by promoting ethical standards and accountability.
15. Continuously evaluate and improve processes and procedures related to regulatory compliance and risk management.

According to JobzMall, the average salary range for a Regulatory, Risk & Product Manager in New York, NY, USA is $90,000 - $150,000 per year. This can vary depending on the specific industry, company, and level of experience of the individual.

UBS is a global firm providing financial services in over 50 countries. The company provides wealth management, asset management, and investment banking services for private, corporate, and institutional clients worldwide.