Regulatory Relations Analyst

Welcome to UBS, a global financial services company with a mission to provide superior financial advice and solutions to our clients. As a Regulatory Relations Analyst, you will play a crucial role in ensuring our compliance with regulatory requirements and maintaining positive relationships with regulatory authorities. We are seeking a highly organized and detail-oriented individual with a strong understanding of financial regulations and excellent communication skills. If you are passionate about regulatory compliance and have a desire to work in a dynamic and challenging environment, we encourage you to apply for this role. Join us and be a part of a team that is committed to upholding the highest standards of integrity and excellence.

1. Conduct research and stay up-to-date on relevant financial regulations and their impact on the company's operations.
2. Review and analyze company policies and procedures to ensure compliance with regulatory requirements.
3. Develop and maintain relationships with regulatory authorities, acting as a point of contact for any inquiries or requests.
4. Collaborate with internal teams to ensure timely and accurate reporting to regulatory bodies.
5. Prepare and submit regulatory filings and reports in accordance with established deadlines.
6. Conduct internal audits to identify any potential compliance issues and make recommendations for corrective actions.
7. Assist in the development and implementation of compliance training for employees.
8. Monitor and track regulatory changes and communicate any updates or changes to relevant stakeholders.
9. Assist in the preparation of responses to regulatory inquiries and examinations.
10. Participate in cross-functional projects and initiatives to improve regulatory compliance processes and procedures.
11. Maintain accurate and organized records of all regulatory documentation and correspondence.
12. Identify and escalate any potential compliance risks to senior management.
13. Serve as a subject matter expert on regulatory requirements and provide guidance to other departments as needed.
14. Collaborate with external legal and compliance advisors as necessary.
15. Uphold the company's values and code of conduct, promoting a culture of integrity and ethical behavior.

According to JobzMall, the average salary range for a Regulatory Relations Analyst in New York, NY, USA is between $75,000 to $120,000 per year. This may vary depending on the specific company, industry, and level of experience of the individual. Additionally, bonuses and other benefits may also play a role in the overall compensation package for this role.

UBS is a global firm providing financial services in over 50 countries. The company provides wealth management, asset management, and investment banking services for private, corporate, and institutional clients worldwide.