UBS

Market Conduct Trade Surveillance Analyst

UBS

Nashville, TN, USA
Full-TimeDepends on ExperienceSenior LevelMasters
Job Description

As a Market Conduct Trade Surveillance Analyst at UBS, you will play a critical role in protecting UBS’s reputation by actively monitoring the firm’s trading activity for potential market abuse and other regulatory breaches. You will be a key member of the Market Conduct Surveillance team, responsible for conducting market abuse and trade surveillance across UBS businesses and products.The ideal candidate for this position will possess a minimum of three years of experience in a market conduct trade surveillance, market abuse or financial crime compliance role. The successful candidate must also demonstrate strong analytical and problem-solving skills, as well as excellent written and verbal communication. They should have a strong understanding of global financial markets, the regulatory environment and the legal implications of market abuse and other compliance risks. The ability to work independently, as well as in a team, is essential.

Where is this job?
This job is located at Nashville, TN, USA
Job Qualifications
  • Excellent Communication And Interpersonal Skills

  • Knowledge Of Financial Markets And Products

  • Proficiency In Programming Languages Such As Python

  • Ability To Work Independently And Proactively

  • Strong Quantitative And Analytical Skills

  • Financial Engineering And/Or Financial Mathematics Background

  • Understanding Of Market Conduct And Regulatory Frameworks

  • Experience With Trade Surveillance Systems

  • R And Matlab

Required Skills
  • Documentation

  • Reporting

  • Compliance

  • Monitoring

  • Surveillance

  • Reviewing

  • Analyzing

  • Regulatory

  • Escalating

  • Risk

  • Investigating

  • Identifying

  • Rules

  • Patterns

Soft Skills
  • Communication

  • Leadership

  • Problem Solving

  • Time management

  • Interpersonal Skills

  • creativity

  • Organization

  • Critical thinking

  • Teamwork

  • Adaptability

Compensation

According to JobzMall, the average salary range for a Market Conduct Trade Surveillance Analyst in Nashville, TN, USA is $40,000 - $65,000 per year. Salaries will vary depending on experience, job title, and employer.

Additional Information
UBS is an Equal Opportunity Employer. We celebrate diversity and are committed to creating an inclusive environment for all employees. We do not discriminate based upon race, religion, color, national origin, sex, sexual orientation, gender identity, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics.
Required LanguagesEnglish
Job PostedFebruary 10th, 2023
Apply BeforeAugust 19th, 2025
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About UBS

UBS is a global firm providing financial services in over 50 countries. The company provides wealth management, asset management, and investment banking services for private, corporate, and institutional clients worldwide.

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