Financial Crime Prevention Asset Management Officer

Are you passionate about protecting assets and preventing financial crime? Do you have a keen eye for detail and strong analytical skills? UBS is seeking a highly motivated and experienced Financial Crime Prevention Asset Management Officer to join our team. In this role, you will play a critical role in safeguarding our assets and mitigating financial crime risks. We are looking for a dynamic individual with a strong background in asset management and a deep understanding of financial crime regulations. If you possess excellent communication skills, a strong sense of accountability, and a passion for continuous improvement, we want to hear from you. Join us and make a difference in the fight against financial crime.

1. Develop and implement strategies and procedures for identifying and mitigating financial crime risks within the asset management department.
2. Conduct thorough reviews and investigations of potential financial crime activities, including fraud, money laundering, and terrorist financing.
3. Collaborate with other departments and teams to ensure compliance with relevant laws, regulations, and internal policies.
4. Utilize data analysis and risk assessment techniques to identify potential red flags and suspicious activities.
5. Conduct ongoing monitoring and due diligence of clients and their transactions to identify any potential risks or concerns.
6. Stay updated on industry best practices and regulations related to financial crime prevention and make recommendations for improvement.
7. Prepare and present reports on financial crime prevention initiatives and activities to senior management.
8. Respond to inquiries and requests from regulatory agencies and law enforcement regarding financial crime matters.
9. Develop and deliver training programs to educate employees on financial crime prevention and detection.
10. Continuously evaluate and improve internal controls and procedures to enhance the effectiveness of financial crime prevention measures.
11. Maintain accurate and detailed records of financial crime investigations and remediation efforts.
12. Act as a subject matter expert and provide guidance and support to colleagues and team members on financial crime prevention matters.
13. Foster a culture of compliance and ethical behavior within the organization.
14. Identify and report any suspicious activities or potential financial crime risks to the appropriate authorities.
15. Uphold the highest standards of confidentiality and integrity when handling sensitive information related to financial crime investigations.

According to JobzMall, the average salary range for a Financial Crime Prevention Asset Management Officer in New York, NY, USA is $62,000 - $115,000 per year. This range can vary depending on the specific job responsibilities, experience level, and employer. Some companies may also offer additional benefits and bonuses.

UBS is a global firm providing financial services in over 50 countries. The company provides wealth management, asset management, and investment banking services for private, corporate, and institutional clients worldwide.