
Compliance Testing Officer
At UBS, we are looking for a highly motivated Compliance Testing Officer to join our team. The ideal candidate should possess a passion for driving compliance and have a special interest in ensuring UBS maintains the highest degree of financial integrity.This position requires a minimum of 3 years of experience in related compliance and operational risk roles, and a background in financial services or banking. The successful candidate must have a Bachelor’s degree in a related field, such as accounting, finance, economics, or law, and an understanding of international banking and financial regulations.The Compliance Testing Officer will be responsible for the timely and accurate execution and monitoring of risk based testing to ensure compliance with applicable laws and regulations. They will be expected to develop, document, and implement testing plans, review and analyze test results, and report findings. A successful candidate will have the ability to interpret and apply complex regulations, identify areas of potential risk, and provide recommendations for corrective action. They must be able to work effectively with multiple teams and stakeholders to ensure compliance with applicable laws and regulations.The right candidate will be a detail-oriented self-starter who is highly organized and has strong interpersonal, communication, and problem-solving skills. If you are motivated, have a positive attitude, and enjoy working in a collaborative team environment, then this opportunity may be a great fit for you!
Excellent Written And Verbal Communication Skills
Strong Knowledge Of Regulatory And Compliance Requirements
Proficiency In Risk Management
Good Understanding Of Corporate Governance
Ability To Work Independently And Collaboratively With All Levels Of Staff
Proven Ability To Analyze And Interpret Financial Data
Problem Solving Skills And Attention To Detail
Ability To Work In A Highly Regulated And Fast Paced Environment
Risk Management
Testing
Auditing
Reporting
Documenting
Interpreting
Analysis
Monitoring
Coordinating
Problem-Solving
Negotiating
Evaluating
Verifying
Investigating
Regulating
Communication
Leadership
Negotiation
Time management
Interpersonal Skills
creativity
Organization
collaboration
Adaptability
Problem-Solving
According to JobzMall, the average salary range for a Compliance Testing Officer in Weehawken, NJ 07086, USA is $58,000 - $76,000. This range is based on the average salaries of people with similar job titles and experience.
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UBS is a global firm providing financial services in over 50 countries. The company provides wealth management, asset management, and investment banking services for private, corporate, and institutional clients worldwide.

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