Compliance Executive Director - Investment Banking

Are you a highly experienced and driven leader with a strong background in investment banking and a passion for compliance? UBS is seeking a dynamic individual to join our team as the Compliance Executive Director for our investment banking division. In this role, you will be responsible for ensuring the firm's compliance with all applicable regulations and laws, as well as developing and implementing effective compliance procedures. We are looking for a dedicated and knowledgeable professional who can uphold our company's high standards and help us navigate the ever-changing regulatory landscape. If you possess the required qualifications and are looking for a challenging and rewarding opportunity, we invite you to apply for this role.

1. Develop and implement compliance procedures and policies for the investment banking division of the company.
2. Ensure that the firm is in full compliance with all applicable laws, regulations, and industry standards.
3. Monitor and report on the firm's compliance with regulatory requirements, including conducting regular audits and risk assessments.
4. Advise senior management on potential compliance risks and provide recommendations for mitigating these risks.
5. Stay up-to-date on changes in regulations and industry standards, and proactively adapt compliance procedures as needed.
6. Conduct training and education sessions for employees on compliance-related matters.
7. Collaborate with other departments, such as Legal and Risk Management, to ensure a cohesive approach to compliance across the organization.
8. Serve as a point of contact for regulatory agencies and handle any compliance-related inquiries or investigations.
9. Conduct internal investigations as needed and recommend corrective actions to address any compliance issues.
10. Maintain accurate and detailed records of compliance activities and prepare reports for senior management and regulatory agencies.
11. Lead and manage a team of compliance professionals, providing guidance, support, and development opportunities.
12. Foster a culture of compliance within the investment banking division, promoting ethical behavior and accountability.
13. Represent the investment banking division in compliance-related meetings and conferences.
14. Continuously evaluate and improve compliance processes and procedures to ensure effectiveness and efficiency.
15. Uphold the company's high standards of integrity and ethical conduct at all times.

According to JobzMall, the average salary range for a Compliance Executive Director - Investment Banking in Brazil is between R$ 350,000 to R$ 500,000 per year. However, this can vary depending on factors such as experience, location, and the specific company or institution the individual is working for. Salaries may also include bonuses and other benefits.

UBS is a global firm providing financial services in over 50 countries. The company provides wealth management, asset management, and investment banking services for private, corporate, and institutional clients worldwide.