Senior Compliance Officer

Are you a highly skilled and experienced compliance professional looking for a new opportunity? Are you passionate about ensuring ethical and compliant practices within a financial services organization? Look no further, T. Rowe Price is seeking a Senior Compliance Officer to join our team. As a Senior Compliance Officer, you will play a critical role in maintaining and enhancing our compliance program to ensure our firm operates in accordance with all applicable laws, regulations, and industry standards. We are looking for a driven and detail-oriented individual with a strong understanding of the financial services industry and proven experience in compliance. If you have a passion for compliance and a desire to make a positive impact, we want to hear from you. Join us at T. Rowe Price and be a part of a dynamic and collaborative team dedicated to upholding the highest standards of integrity and ethics.

1. Develop and implement compliance policies and procedures to ensure adherence to all relevant laws, regulations, and industry standards.
2. Conduct audits and risk assessments to identify potential compliance issues and provide recommendations for corrective action.
3. Monitor and review regulatory changes and updates to ensure the firm remains in compliance with all applicable requirements.
4. Collaborate with various departments to provide guidance and support on compliance-related matters.
5. Train employees on compliance policies and procedures and provide ongoing education to ensure a culture of compliance within the organization.
6. Investigate and address any potential violations of compliance policies and procedures.
7. Prepare and submit reports to regulatory bodies and senior management on compliance program effectiveness and any identified issues.
8. Stay up-to-date on industry developments and best practices to continuously improve the compliance program.
9. Serve as a point of contact for regulatory inquiries and examinations.
10. Foster a strong ethical culture within the organization by promoting and enforcing ethical standards and values.
11. Build and maintain relationships with external partners, including regulators, to represent the organization's compliance efforts.
12. Provide guidance and support to junior compliance team members as needed.
13. Proactively identify potential compliance risks and work with the team to mitigate them before they become issues.
14. Participate in compliance-related projects and initiatives to improve processes and procedures.
15. Continuously evaluate and update the compliance program to keep pace with changing regulations and industry standards.

According to JobzMall, the average salary range for a Senior Compliance Officer in Baltimore, MD, USA is $92,000 to $130,000 per year. This can vary depending on the specific company, level of experience, and industry. Some companies may offer bonuses or other incentives in addition to the base salary.

T. Rowe Price Group, Inc. is an American publicly owned global investment management firm that offers funds, advisory services, account management, and retirement plans and services for individuals, institutions, and financial intermediaries.