Portfolio Compliance Analyst

Are you passionate about ensuring regulatory compliance and risk management in the investment management industry? Are you detail-oriented, analytical, and have a strong understanding of portfolio compliance? If so, we have an exciting opportunity for you to join our team as a Portfolio Compliance Analyst at SS&C Technologies. As a leading financial technology company, we are seeking a highly skilled and motivated individual to help us maintain the highest standards of compliance and risk management for our clients. If you are ready to take on a challenging and rewarding role, we encourage you to apply for this position and become a part of our dynamic team.

1. Monitor and maintain compliance with all relevant regulatory requirements and guidelines for investment management, including but not limited to SEC, FINRA, and state regulations.
2. Conduct regular reviews and audits of portfolio compliance to ensure adherence to company policies and procedures.
3. Develop and implement risk management strategies to mitigate potential compliance risks and issues.
4. Stay up-to-date on industry developments and regulatory changes to ensure ongoing compliance and make recommendations for any necessary updates to company policies and procedures.
5. Collaborate with internal teams, including legal, operations, and portfolio management, to ensure a cohesive and comprehensive approach to compliance and risk management.
6. Conduct regular trainings and workshops for employees to increase awareness and understanding of compliance and risk management policies and procedures.
7. Analyze and interpret complex data and reports to identify potential compliance issues and make recommendations for corrective action.
8. Act as a subject matter expert on portfolio compliance, providing guidance and support to internal and external stakeholders.
9. Conduct periodic reviews of third-party vendors and service providers to ensure compliance with company standards and regulatory requirements.
10. Participate in client meetings and presentations to discuss compliance and risk management processes and procedures.
11. Assist in the development and maintenance of compliance-related procedures, manuals, and reports.
12. Contribute to the continuous improvement of compliance and risk management processes and procedures.

According to JobzMall, the average salary range for a Portfolio Compliance Analyst in New York, NY, USA is $74,000 - $128,000 per year. This range can vary depending on factors such as experience, education, and the specific company or industry the analyst is working in. Some analysts may also receive bonuses or other forms of compensation in addition to their base salary.

SS&C Technologies, Inc. is an American multinational financial technology company headquartered in Windsor, Connecticut that sells software and software as a service to the financial services industry. The company has offices in the Americas, Europe, Asia, Africa and Australia.