Supervisor - AML Regulatory Compliance
Are you a highly organized, detail-oriented individual with a strong background in regulatory compliance? Do you have experience in Anti-Money Laundering (AML) regulations and a passion for leading and developing teams? If so, we have an exciting opportunity for you as a Supervisor of AML Regulatory Compliance at RSM US. Our fast-paced and dynamic environment offers the opportunity to work with a team of talented professionals, while providing the chance to drive meaningful impact for our clients. Join us in our mission to help businesses navigate and comply with AML regulations while advancing your career in a supportive and collaborative culture.
- Develop and implement strategies to ensure compliance with Anti-Money Laundering (AML) regulations at RSM US.
- Lead a team of compliance professionals, providing direction, guidance, and support to ensure effective and efficient operations.
- Monitor and review AML policies, procedures, and practices to identify and address any potential compliance issues.
- Stay up-to-date on changes in AML regulations and communicate updates to relevant stakeholders.
- Conduct risk assessments and develop action plans to address any identified areas of non-compliance.
- Collaborate with cross-functional teams to identify and implement process improvements to enhance compliance processes.
- Create and deliver training programs to educate employees on AML regulations and compliance requirements.
- Develop and maintain relationships with regulatory agencies and assist in responding to inquiries or audits.
- Prepare and submit reports to management and regulatory agencies, highlighting compliance efforts and any potential issues.
- Foster a culture of compliance and ethical behavior within the organization by promoting awareness and understanding of regulatory requirements.
- Provide guidance and support to internal and external stakeholders on AML compliance matters.
- Conduct investigations and implement corrective actions as needed to address any compliance violations.
- Serve as a subject matter expert on AML regulations and provide guidance and support to other departments as needed.
- Stay informed of industry best practices and make recommendations for continuous improvement.
- Adhere to all company policies and procedures, as well as relevant laws and regulations, in the performance of job duties.
Extensive Knowledge Of Aml Regulations: The Ideal Candidate Should Have A Thorough Understanding Of Aml Regulations And Their Application In The Financial Industry. This Includes Knowledge Of The Bank Secrecy Act (Bsa), Usa Patriot Act, And Other Relevant Laws And Regulations.
Leadership Skills: As A Supervisor, The Individual Must Possess Strong Leadership Skills To Effectively Manage And Guide The Aml Regulatory Compliance Team. This Includes The Ability To Delegate Tasks, Provide Guidance, And Motivate Team Members To Achieve Compliance Goals.
Experience In Risk Assessment And Management: A Successful Candidate For This Role Should Have Experience In Conducting Risk Assessments And Developing Risk Management Strategies. This Is Crucial In Identifying Potential Compliance Risks And Implementing Measures To Mitigate Them.
Strong Communication Skills: Effective Communication Is Essential In The Field Of Aml Regulatory Compliance. The Supervisor Must Be Able To Communicate Clearly And Concisely With Team Members, Senior Management, And Regulatory Authorities To Ensure Compliance With All Applicable Laws And Regulations.
Analytical And Problem-Solving Skills: Aml Regulatory Compliance Involves Analyzing Large Amounts Of Data And Identifying Potential Issues. The Supervisor Must Have Strong Analytical Skills To Interpret Data And Make Informed Decisions. Additionally, The Ability To Identify And Solve Problems In A Timely Manner Is Crucial In This Role.
Risk Management
Data Analysis
Communication
Time Management
Team Management
Auditing
Problem-Solving
Policy Development
Compliance monitoring
Investigation
Regulatory Knowledge
Training And Education
Communication
Conflict Resolution
Leadership
Time management
creativity
Attention to detail
Teamwork
Adaptability
Problem-Solving
Empathy
According to JobzMall, the average salary range for a Supervisor - AML Regulatory Compliance in Des Moines, IA, USA is $75,000 - $110,000 per year. However, this can vary depending on factors such as the specific company, industry, and level of experience of the supervisor.
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RSM US LLP is an audit, tax, and consulting firm focused on the middle market in the United States and Canada and is a member of the global accounting network RSM International.
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