Supervisor - AML Regulatory Compliance
Welcome to RSM US – a leading provider of audit, tax and consulting services to the middle market. We are currently seeking a dynamic and experienced professional to join our team as a Supervisor for Anti-Money Laundering (AML) Regulatory Compliance. This role is crucial in ensuring that our clients comply with the constantly evolving AML regulations and protecting them from financial crimes. If you have a passion for compliance and a strong understanding of AML regulations, we want to hear from you. Join us and make a significant impact in the fight against financial crime while advancing your career with a reputable and growing organization.
- Develop and implement anti-money laundering (AML) compliance programs for clients in accordance with regulatory requirements.
- Monitor and assess clients' compliance with AML regulations and provide recommendations for improvement.
- Conduct regular training sessions for clients on AML regulations and best practices.
- Stay updated on changes in AML regulations and ensure that clients are informed and compliant.
- Analyze and investigate suspicious activity and transactions to identify potential money laundering activities.
- Prepare and submit regulatory reports and documentation as required.
- Collaborate with internal teams and external partners to ensure effective implementation of AML compliance programs.
- Conduct risk assessments and develop risk mitigation strategies for clients.
- Provide guidance and support to junior team members in understanding and implementing AML compliance processes.
- Build and maintain strong relationships with clients and stakeholders to ensure smooth and effective compliance processes.
- Conduct audits and reviews to ensure clients' compliance with AML regulations and identify any potential risks or issues.
- Participate in industry conferences and events to stay updated on AML trends and developments.
- Proactively identify areas for improvement and make recommendations to enhance the efficiency and effectiveness of AML compliance processes.
- Adhere to all company policies and procedures, as well as regulatory requirements.
- Uphold the company's reputation as a leader in AML compliance by consistently delivering high-quality services.
Extensive Knowledge Of Aml Regulatory Compliance Laws And Regulations: The Ideal Candidate Should Have A Deep Understanding Of Aml Laws And Regulations, Including The Bank Secrecy Act, Usa Patriot Act, And Ofac Regulations.
Strong Leadership And Management Skills: A Supervisor In Aml Regulatory Compliance Should Have Experience Managing A Team And Overseeing Compliance Operations. They Should Also Possess Excellent Communication Skills To Effectively Lead And Motivate Their Team.
Analytical And Problem-Solving Skills: A Strong Understanding Of Data Analysis And Risk Assessment Is Essential For A Supervisor In Aml Regulatory Compliance. They Should Be Able To Identify Potential Compliance Issues And Develop Effective Solutions.
Experience In Developing And Implementing Compliance Programs: The Ideal Candidate Should Have A Track Record Of Successfully Developing And Implementing Compliance Programs, Policies, And Procedures To Prevent Money Laundering And Other Financial Crimes.
Relevant Certifications And Education: A Supervisor In Aml Regulatory Compliance Should Hold Relevant Certifications, Such As Certified Anti-Money Laundering Specialist (Cams) Or Certified Regulatory Compliance Manager (Crcm). A Degree In A Related Field, Such As Finance, Accounting, Or Law, Is Also Preferred.
Training
Data Analysis
Auditing
Reporting
Team Leadership
Risk assessment
Due Diligence
Stakeholder management
Policy Development
Compliance monitoring
Investigation
Regulatory Updates
Communication
Conflict Resolution
Emotional Intelligence
Leadership
Problem Solving
Time management
creativity
Attention to detail
Teamwork
Adaptability
According to JobzMall, the average salary range for a Supervisor - AML Regulatory Compliance in San Francisco, CA, USA is $80,000 - $120,000 per year. This can vary depending on factors such as experience, qualifications, and the specific company or industry the individual is working in.
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RSM US LLP is an audit, tax, and consulting firm focused on the middle market in the United States and Canada and is a member of the global accounting network RSM International.
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