Director - AML Regulatory Compliance

Are you a highly experienced and knowledgeable compliance professional with a passion for preventing financial crimes and promoting ethical business practices? Do you thrive in a fast-paced and dynamic environment where you can lead a team and make a meaningful impact? If so, RSM US is looking for a Director of AML Regulatory Compliance to join our team.As the Director of AML Regulatory Compliance, you will be responsible for overseeing our firm's anti-money laundering program and ensuring compliance with all relevant laws and regulations. You will collaborate with cross-functional teams to develop and implement policies and procedures, conduct risk assessments, and provide training and guidance to employees. Additionally, you will serve as a subject matter expert and represent the firm in interactions with regulatory agencies.To be successful in this role, you must possess a deep understanding of AML regulations and industry best practices, along with strong leadership skills and the ability to communicate complex concepts to a variety of stakeholders. A Bachelor's degree in a related field and at least 7 years of experience in AML compliance are required. If you are a driven and dedicated compliance professional looking for a challenging and rewarding opportunity, we encourage you to apply for this position at RSM US.

1. Develop and maintain the firm's anti-money laundering program, ensuring compliance with all relevant laws and regulations.
2. Collaborate with cross-functional teams to develop and implement policies and procedures related to anti-money laundering and financial crime prevention.
3. Conduct regular risk assessments to identify potential areas of non-compliance and implement corrective actions.
4. Provide training and guidance to employees on AML regulations, policies, and procedures.
5. Serve as a subject matter expert on AML compliance and represent the firm in interactions with regulatory agencies.
6. Keep abreast of changes in AML regulations and industry best practices and make recommendations for updates to the firm's compliance program.
7. Lead a team of compliance professionals and provide guidance and support to ensure effective execution of AML compliance initiatives.
8. Conduct investigations and audits as needed to identify potential AML violations and take appropriate action to remediate any issues.
9. Develop and maintain relationships with internal stakeholders, such as senior management and business units, to promote a culture of compliance throughout the organization.
10. Maintain accurate and comprehensive records of all AML compliance activities and prepare reports for senior management and regulatory agencies as needed.
11. Identify and implement process improvements to enhance the efficiency and effectiveness of the firm's AML compliance program.
12. Ensure the firm's AML compliance program is in line with industry standards and best practices.
13. Serve as a role model for ethical behavior and promote a culture of integrity and compliance within the organization.
14. Mentor and develop junior staff members to build a strong and knowledgeable compliance team.
15. Communicate complex AML concepts and regulations to a variety of stakeholders, including senior management, employees, and clients.

According to JobzMall, the average salary range for a Director - AML Regulatory Compliance in Denver, CO, USA is $120,000 - $150,000. This can vary depending on the specific company, industry, and level of experience of the individual.

RSM US LLP is an audit, tax, and consulting firm focused on the middle market in the United States and Canada and is a member of the global accounting network RSM International.