
Assurance Manager - Capital Markets/Broker Dealer
Welcome to RSM US - a leading provider of audit, tax and consulting services to the middle market. We are currently seeking an experienced Assurance Manager with a focus on Capital Markets and Broker Dealer clients to join our dynamic team. As an Assurance Manager, you will have the opportunity to work with a diverse portfolio of clients and lead a team of talented professionals. We are looking for a driven and passionate individual with a strong understanding of the financial services industry and a commitment to delivering exceptional client service. If you possess the required qualifications and are looking for a challenging and rewarding career, we encourage you to apply for this exciting opportunity at RSM US.
- Develop and maintain relationships with Capital Markets and Broker Dealer clients to understand their business needs and provide exceptional service.
- Lead a team of professionals to ensure high-quality and timely delivery of audit, tax, and consulting services to clients.
- Drive business growth by identifying opportunities to expand services offered to clients.
- Stay up-to-date with industry developments, regulations, and trends to provide valuable insights to clients.
- Manage and oversee multiple engagements simultaneously, ensuring adherence to budgets and timelines.
- Train, mentor, and develop team members to enhance their technical skills and overall performance.
- Collaborate with other departments and teams within the organization to deliver integrated solutions to clients.
- Conduct risk assessments, identify potential issues, and develop effective strategies to mitigate risks for clients.
- Communicate with clients and provide regular updates on engagement progress, issues, and resolutions.
- Participate in business development activities, including proposal development and client presentations.
- Adhere to professional standards, ethics, and regulations in all client engagements.
- Continuously seek opportunities to improve processes and procedures to enhance the quality and efficiency of services provided.
- Represent the company and promote its values and culture to clients, professionals, and the community.
Bachelor's Degree In Accounting, Finance, Or Related Field
Cpa Certification Or Equivalent Professional Designation
Minimum Of 5 Years Of Experience In Assurance Or Audit Within The Capital Markets Or Broker Dealer Industry
Strong Understanding Of Sec And Pcaob Regulations And Reporting Requirements
Excellent Communication And Leadership Skills, With The Ability To Manage And Develop A Team Of Professionals
Financial Reporting
Quality Assurance
Data Analysis
Internal controls
Team Leadership
Risk assessment
Audit management
Regulatory compliance
Due Diligence
Securities Law
Accounting Standards
Communication
Conflict Resolution
Leadership
Time management
Interpersonal Skills
creativity
Attention to detail
Teamwork
Adaptability
Problem-Solving
According to JobzMall, the average salary range for a Assurance Manager - Capital Markets/Broker Dealer is $100,000 to $150,000 per year. This may vary depending on factors such as location, experience, and company size.
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RSM US LLP is an audit, tax, and consulting firm focused on the middle market in the United States and Canada and is a member of the global accounting network RSM International.

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