Director, Fixed Income Compliance

As a leader in the real estate investment industry, PGIM Real Estate is seeking a highly experienced and motivated Director of Fixed Income Compliance to join our team. In this role, you will have the opportunity to oversee and manage all compliance activities for our fixed income investments, ensuring that we are in full compliance with all regulatory requirements. We are looking for a candidate with a strong background in compliance and a deep understanding of fixed income markets. If you are a driven and detail-oriented professional with a passion for compliance, we encourage you to apply for this exciting opportunity.

1. Develop and implement compliance policies and procedures for fixed income investments in accordance with regulatory requirements.
2. Monitor and review all fixed income investment activities to ensure compliance with relevant laws and regulations.
3. Stay up-to-date on changes in regulatory requirements and proactively make necessary updates to compliance policies and procedures.
4. Conduct regular audits and risk assessments to identify potential compliance issues and develop corrective action plans.
5. Train and educate staff on compliance policies and procedures, and ensure all employees are aware of their responsibilities.
6. Serve as the primary point of contact for all compliance inquiries and communicate with regulatory agencies as needed.
7. Collaborate with other departments to ensure compliance with fixed income investment guidelines and regulations.
8. Develop and maintain relationships with external compliance consultants and advisors.
9. Participate in the development and implementation of new fixed income investment products, ensuring compliance with regulatory requirements.
10. Oversee and manage a team of compliance professionals to ensure timely and accurate completion of compliance tasks and projects.
11. Prepare and present compliance reports to senior management and regulatory agencies as required.
12. Proactively identify and address potential compliance issues and recommend solutions to mitigate risk.
13. Maintain a thorough understanding of fixed income markets and monitor industry trends to ensure compliance with best practices.
14. Conduct and oversee investigations into any potential compliance violations and implement corrective actions as necessary.
15. Monitor and report on the effectiveness of compliance programs and make recommendations for improvements.

According to JobzMall, the average salary range for a Director, Fixed Income Compliance in Newark, NJ, USA is between $130,000 and $180,000 per year. This may vary depending on factors such as the size and industry of the company, the individual's level of experience and education, and the specific responsibilities and duties of the position.

Providing investors and borrowers access to a range of real estate, agriculture, impact and private equity solutions across the risk-return spectrum. (PGIM), formerly Prudential Investment Management, is the asset management arm of American life insurance company Prudential Financial. Formerly. Prudential Investment Management.