Oliver Wyman Group

Lead Compliance Officer - Regulatory

Oliver Wyman Group

New York, NY, USA
Full-TimeDepends on ExperienceSenior LevelMasters
Job Description

At Oliver Wyman Group, we are looking for an experienced and highly motivated Lead Compliance Officer - Regulatory to join our dynamic team. We are looking for an individual who is an expert in regulations and compliance, with a deep understanding of the legal and regulatory landscape.The ideal candidate will have extensive experience in the areas of regulatory compliance, corporate governance, and risk management. We are looking for a confident leader with a passion for developing and implementing robust compliance strategies and processes, who can bring a fresh perspective to our organization. The successful candidate will have excellent attention to detail and top-notch problem-solving skills, as well as strong analytical and communication skills. They will also possess an understanding of the legal and regulatory environment, as well as strong interpersonal skills that will allow them to work well with all stakeholders. We are searching for a creative, thoughtful, and organized individual who has a strong commitment to ethical business practices, a keen eye for detail, and the ability to consistently ensure the highest standards of compliance. If this sounds like you, we’d love to hear from you.

Responsibilities:

  1. Develop and implement strategies and processes that ensure compliance with relevant regulations and laws.
  2. Monitor and analyze regulatory changes and determine their impact on the organization.
  3. Develop and implement policies and procedures to ensure compliance with company guidelines and industry standards.
  4. Monitor and evaluate compliance processes and procedures for effectiveness.
  5. Investigate potential compliance issues and provide advice and guidance to the organization on how to resolve them.
  6. Educate and train staff on regulatory compliance requirements, policies, and procedures.
  7. Monitor developments in the legal and regulatory landscape and recommend changes to the organization's compliance strategy and processes as needed.
  8. Coordinate with external auditors and regulators to ensure compliance with applicable regulations.
  9. Represent the organization in compliance matters at various external forums.
  10. Develop and maintain relationships with key stakeholders to ensure effective compliance.
Where is this job?
This job is located at New York, NY, USA
Job Qualifications
  • Or A Related Field

  • Regulations

  • Business

  • And Industry Standards

  • Bachelor's Degree In Accounting

  • Law

  • + Years Of Experience In A Compliance

  • Legal

  • Or Regulatory Role

  • In-Depth Understanding Of Applicable Laws

  • Proven Track Record Of Successful Compliance Program Implementation And Management

  • Excellent Problem-Solving

  • Analytical

  • And Communication Skills

  • Ability To Identify And Mitigate Risks

Required Skills
  • Risk Management

  • Financial Reporting

  • Data Analysis

  • Written Communication

  • Negotiation

  • Leadership

  • Auditing

  • Business acumen

  • Interpersonal Communication

  • Regulatory compliance

  • Legal Research

  • Problem-Solving

  • Policy Development

  • Compliance monitoring

Soft Skills
  • Communication

  • Problem Solving

  • Time management

  • Interpersonal Skills

  • creativity

  • flexibility

  • Critical thinking

  • Organizational skills

  • Teamwork

  • Decision-making

Compensation

According to JobzMall, the average salary range for a Lead Compliance Officer - Regulatory in New York, NY, USA is $90,000 to $140,000 per year. This range can vary depending on the size and type of organization, as well as the experience and qualifications of the individual.

Additional Information
Oliver Wyman Group is an Equal Opportunity Employer. We celebrate diversity and are committed to creating an inclusive environment for all employees. We do not discriminate based upon race, religion, color, national origin, sex, sexual orientation, gender identity, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics.
Required LanguagesEnglish
Job PostedSeptember 6th, 2023
Apply BeforeMay 22nd, 2025
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About Oliver Wyman Group

Oliver Wyman is a global management consulting firm. Founded in 1984, the firm adopted its current form in May 2007, when Mercer Oliver Wyman joined with Mercer Management Consulting and Mercer Delta to become one firm named Oliver Wyman. It is part of the Oliver Wyman Group, a business unit of Marsh & McLennan.

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