Senior Consultant - AML, Transfer Agency
Are you a seasoned professional in the financial services industry with a strong background in Anti-Money Laundering (AML) procedures and Transfer Agency operations? Are you looking for a dynamic and challenging role that allows you to utilize your expertise and make a meaningful impact? Look no further, as Northern Trust is seeking a highly skilled Senior Consultant to join our team. In this role, you will have the opportunity to work with a diverse range of clients and collaborate with a talented team of individuals to deliver top-notch AML and Transfer Agency solutions. If you possess a deep understanding of AML regulations, exceptional problem-solving skills, and thrive in a fast-paced environment, we want to hear from you. Join us at Northern Trust and take your career to the next level!
- Develop and implement AML procedures and policies for the organization, ensuring compliance with all relevant regulations and legislation.
- Conduct regular audits and risk assessments to identify potential AML risks and recommend corrective actions.
- Oversee the day-to-day operations of the Transfer Agency, ensuring efficient and timely processing of transactions.
- Provide expert guidance and support to clients on AML matters and assist in resolving any issues or concerns.
- Collaborate with internal teams and external partners to develop and enhance AML and Transfer Agency processes and procedures.
- Stay informed about changes in AML regulations and industry best practices, and make recommendations for updates to company policies and procedures.
- Train and mentor junior team members on AML regulations, procedures, and processes.
- Analyze and report on AML data and trends, providing insights and recommendations to senior management.
- Communicate effectively with clients, responding to inquiries and providing timely updates on AML and Transfer Agency activities.
- Lead and participate in AML-related projects and initiatives, ensuring timely and successful completion.
- Maintain a high level of professionalism and confidentiality in handling sensitive AML and client information.
- Foster a collaborative and inclusive work environment, promoting teamwork and knowledge sharing among team members.
Extensive Knowledge Of Aml Regulations And Best Practices: The Senior Consultant Should Possess A Deep Understanding Of Aml Laws And Regulations, Including The Bank Secrecy Act, Usa Patriot Act, And Ofac Regulations. They Should Also Be Well-Versed In Aml Best Practices And Industry Standards.
Experience In Transfer Agency Operations: The Senior Consultant Should Have A Strong Background In Transfer Agency Operations, Including Knowledge Of Fund Accounting, Shareholder Servicing, And Kyc Processes. This Will Allow Them To Effectively Evaluate And Enhance Aml Controls Within The Transfer Agency Function.
Strong Analytical And Problem-Solving Skills: As A Senior Consultant, The Individual Must Be Able To Analyze Complex Data And Identify Potential Aml Risks. They Should Also Be Able To Develop And Implement Effective Solutions To Mitigate These Risks.
Excellent Communication And Relationship-Building Skills: The Senior Consultant Will Be Responsible For Collaborating With Various Stakeholders, Including Internal Teams, Clients, And Regulators. Therefore, They Must Have Excellent Communication Skills And The Ability To Build Strong Relationships With Others.
Relevant Certifications And Experience: The Ideal Candidate Should Hold Relevant Certifications, Such As Cams (Certified Anti-Money Laundering Specialist), And Have Previous Experience In A Similar Role. This Will Demonstrate Their Expertise And Ability To Effectively Perform The Duties Of A Senior Consultant - Aml, Transfer Agency At Northern Trust.
Project Management
Data Analysis
Team Leadership
Risk assessment
Due Diligence
Transaction Monitoring
Compliance Training
Policy Development
Regulatory Knowledge
Client Onboarding
Aml Compliance
Communication
Conflict Resolution
Emotional Intelligence
Leadership
Time management
Interpersonal Skills
Critical thinking
Teamwork
Adaptability
Problem-Solving
According to JobzMall, the average salary range for a Senior Consultant - AML, Transfer Agency is $120,000-$150,000 per year. However, this can vary depending on factors such as the location, company size, and years of experience. Senior consultants with more experience and working in larger companies may earn higher salaries.
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Northern Trust Corporation is a financial services company that caters to corporations, institutional investors, and ultra high net worth individuals. It is one of the largest banks in the United States and one of the oldest banks in continuous operation.
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