
Senior Associate, Brokerage Operations
Are you a highly skilled and experienced finance professional looking for a challenging and rewarding role? Look no further than Northern Trust! We are seeking a Senior Associate for our Brokerage Operations team who will play a crucial role in ensuring the smooth and efficient execution of our clients' investment transactions. As a trusted and respected financial institution, we are committed to providing exceptional service and expertise to our clients, and we need someone like you to help us achieve this goal. If you have a strong background in brokerage operations and a passion for delivering top-notch results, we encourage you to apply and join our dynamic team.
- Oversee and manage the daily operations of our brokerage team, ensuring timely and accurate execution of investment transactions for our clients.
- Utilize your extensive experience in brokerage operations to identify and implement process improvements, leading to increased efficiency and accuracy.
- Serve as a subject matter expert and resource for team members, providing guidance and support on complex investment transactions and client inquiries.
- Collaborate with other departments within the organization to ensure seamless integration of brokerage operations processes and procedures.
- Monitor and analyze key performance metrics to identify trends, make recommendations, and implement solutions for continuous improvement.
- Conduct regular audits to ensure compliance with regulatory requirements and internal policies and procedures.
- Proactively identify potential risks and develop mitigation strategies to minimize their impact on operations.
- Build and maintain strong relationships with clients, acting as a trusted advisor and delivering exceptional service and support.
- Mentor and coach junior team members, fostering a culture of continuous learning and development.
- Stay current on industry trends and developments, and apply this knowledge to enhance our brokerage operations processes and procedures.
- Collaborate with senior leadership to develop and implement strategic goals and initiatives for the brokerage operations team.
- Represent Northern Trust in a professional and positive manner, demonstrating our commitment to excellence and integrity in all interactions with clients and colleagues.
Bachelor's Degree In Finance, Accounting, Or Related Field.
Excellent Communication And Interpersonal Skills.
Minimum Of 5 Years Experience In Brokerage Operations Or Related Field.
Strong Knowledge Of Securities Industry Rules And Regulations.
Ability To Work Independently And As Part Of A Team In A Fast-Paced, Deadline-Driven Environment.
Risk Management
Financial Analysis
Project Management
Data Analysis
Market Research
Client Service
Compliance
Portfolio Management
Team Leadership
Account Reconciliation
Trade Processing
Investment Products
Communication
Conflict Resolution
Leadership
Multitasking
Time management
Interpersonal Skills
creativity
Teamwork
Adaptability
Problem-Solving
According to JobzMall, the average salary range for a Senior Associate, Brokerage Operations in Chicago, IL, USA is between $70,000 and $120,000 per year. This range can vary based on factors such as the specific company, the candidate's level of experience, and additional skills or certifications. Some companies may also offer bonuses or commission opportunities for this role.
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Northern Trust Corporation is a financial services company that caters to corporations, institutional investors, and ultra high net worth individuals. It is one of the largest banks in the United States and one of the oldest banks in continuous operation.

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