Senior Associate - Compliance - Surveillance Analyst

Join the compliance team at New York Life as a Senior Associate - Compliance - Surveillance Analyst! In this role, you will have the opportunity to utilize your extensive knowledge of compliance regulations and industry best practices to help ensure the continued success and integrity of our organization. We are seeking a highly skilled and detail-oriented individual with a passion for compliance and risk management. If you are looking for a challenging and rewarding career in a dynamic and respected company, then this could be the perfect opportunity for you.

1. Conduct thorough and proactive reviews of all company operations, processes, and procedures to ensure compliance with relevant laws and regulations.
2. Collaborate with other members of the compliance team to identify potential risks and develop strategies to mitigate them.
3. Monitor and analyze industry trends and regulatory changes to maintain a thorough understanding of compliance requirements.
4. Utilize advanced analytical tools and techniques to identify potential compliance issues and make recommendations for corrective actions.
5. Develop and maintain compliance policies and procedures, ensuring they are up-to-date and in line with current regulations.
6. Conduct regular training and education sessions for employees on compliance matters and best practices.
7. Respond promptly and effectively to any compliance inquiries or investigations.
8. Work closely with internal and external auditors to ensure all compliance requirements are met.
9. Act as a subject matter expert and resource for compliance-related questions and concerns.
10. Provide regular reports and updates to senior management on compliance issues and initiatives.
11. Collaborate with cross-functional teams to implement new compliance processes and procedures.
12. Maintain a strong understanding of New York Life's operations and business strategies to help identify potential areas of compliance risk.
13. Continuously assess and improve upon existing compliance processes and procedures to ensure their effectiveness.
14. Foster a strong culture of compliance and ethical conduct within the organization.
15. Keep abreast of industry developments and best practices to make recommendations for improvement to senior management.

According to JobzMall, the average salary range for a Senior Associate - Compliance - Surveillance Analyst in White Plains, NY, USA is $80,000-$110,000 per year. However, this can vary depending on factors such as the specific company, experience level, and specific job duties and responsibilities. Additionally, location and cost of living can also affect salary ranges. It is best to research the specific company and job listing for a more accurate salary range.

New York Life Insurance Company is the third-largest life insurance company in the United States, the largest mutual life insurance company in the United States.