Compliance Operations Lead

Welcome to New York Life, a leading life insurance and financial services company with over 175 years of experience. We are seeking a highly motivated and experienced Compliance Operations Lead to join our dynamic team. As a Compliance Operations Lead, you will play a critical role in ensuring that our company complies with all applicable laws, regulations, and policies. This is a unique opportunity to make a significant impact and contribute to the success of our organization. We are looking for a detail-oriented, proactive, and strategic individual who possesses strong leadership skills and a deep understanding of compliance operations. If you are passionate about compliance and have a strong desire to drive results, we want to hear from you.

1. Develop and maintain a comprehensive compliance program for New York Life, including policies, procedures, and systems to ensure compliance with all relevant laws, regulations, and policies.
2. Oversee and manage all compliance operations, including monitoring, testing, and reporting to senior management and regulatory agencies.
3. Lead a team of compliance professionals, providing guidance, training, and support to ensure a high level of performance and achievement of objectives.
4. Conduct regular risk assessments and develop risk mitigation strategies to proactively address potential compliance issues.
5. Collaborate with cross-functional teams to identify areas of potential risk and develop solutions to ensure compliance.
6. Stay up-to-date with industry regulations and industry best practices, and implement any necessary changes to ensure continuous compliance.
7. Develop and maintain strong working relationships with regulatory agencies and other external stakeholders.
8. Serve as a subject matter expert on compliance matters and provide guidance and support to other departments within the organization.
9. Conduct investigations and audits as needed to identify and address potential compliance violations.
10. Develop and implement training programs to educate employees on compliance policies and procedures.
11. Prepare and present compliance reports to senior management and regulatory agencies.
12. Identify opportunities for process improvement and recommend solutions to enhance the efficiency and effectiveness of compliance operations.
13. Maintain accurate and organized records of all compliance activities and documentation.
14. Act as a liaison between the organization and regulatory agencies, responding to inquiries and requests for information.
15. Participate in company-wide initiatives and projects to ensure compliance considerations are taken into account.

According to JobzMall, the average salary range for a Compliance Operations Lead in New York, NY, USA is between $95,000 - $150,000 per year. This can vary depending on the specific company, industry, and level of experience of the individual. Additionally, bonuses and other forms of compensation may also be included in the overall salary package.

New York Life Insurance Company is the third-largest life insurance company in the United States, the largest mutual life insurance company in the United States.