Wealth Management Compliance Branch Examiner

Morgan Stanley is seeking a strong candidate for its Wealth Management Branch Examination team. The individual will be responsible for the oversight and independent execution of examinations in retail branch locations. Conduct retail branch office inspections utilizing a risk based testing methodology. Use expertise and judgment to assess testing results and the adequacy and effectiveness of the control environment in the branch. Conduct meetings with branch management to discuss preliminary findings, root cause of noted issues, and obtain formal management responses to exam findings. Verify and validate the completion of the recommended corrective action plans. Manage multiple examinations and projects simultaneously. Stay up to date with industry and regulatory changes.

According to JobzMall, the average salary range for a Wealth Management Compliance Branch Examiner in 720 S Atherton St, State College, PA 16801, USA is between $73,000 and $98,000.

Morgan Stanley provides investment banking products and services to its clients and customers including corporations, governments, financial institutions, and individuals. It operates through the following business segments: Institutional Securities, Wealth Management, and Investment Management. The Institutional Services segment provides financial advisory, capital-raising services, and related financing services on behalf of institutional investors.