Trade Surveillance Technical Professional

Morgan Stanley is looking for a highly motivated and experienced Trade Surveillance Technical Professional to join our dynamic team. This role requires an individual with the technical and analytical expertise to ensure Morgan Stanley’s trading activities are in compliance with applicable laws and regulations. The successful candidate will be a detail-oriented problem solver with a commitment to excellence and the ability to work in a fast-paced, ever-changing environment.The ideal candidate should possess a minimum of 5 years of experience in a trade surveillance role in the financial services industry, as well as a Bachelor’s degree in a related field. The candidate should have strong knowledge of regulatory environments and be well-versed in both policy and procedure creation. In addition, the candidate should have exceptional communication, analytical, and technical skills. The ability to work independently and collaboratively, as well as a commitment to continual learning are essential for success in this role.We are looking for an individual who is passionate about delivering results and providing exceptional service to our clients. If this job description resonates with you and you possess the qualifications we are seeking, we encourage you to apply today.

Responsibilities:

1. Monitor Morgan Stanley’s trading activities to ensure compliance with applicable laws and regulations.
2. Create, implement, and review policies and procedures related to trade surveillance.
3. Develop and maintain strong relationships with clients to ensure exceptional service.
4. Troubleshoot and resolve issues related to trade surveillance.
5. Develop and maintain a working knowledge of the regulatory environment.
6. Utilize analytical and technical skills to identify potential issues and provide solutions.
7. Work independently and collaboratively to achieve desired results.
8. Remain current on developments in the financial services industry through continual learning.

According to JobzMall, the average salary range for a Trade Surveillance Technical Professional in New York, NY, USA is between $90,000 and $140,000 per year. This range is based on the experience level of the individual and the sector they are employed in.

Morgan Stanley provides investment banking products and services to its clients and customers including corporations, governments, financial institutions, and individuals. It operates through the following business segments: Institutional Securities, Wealth Management, and Investment Management. The Institutional Services segment provides financial advisory, capital-raising services, and related financing services on behalf of institutional investors.