Regulatory Relations Oversight, Director, Framework / Core Functions

At Morgan Stanley, we are seeking a highly qualified and experienced professional to join our team as the Director of Regulatory Relations Oversight for our Framework and Core Functions. In this role, you will be responsible for overseeing the regulatory relationships and requirements for our key business functions, ensuring compliance and alignment with industry standards. We are looking for a dynamic individual with a strong understanding of regulatory frameworks and a proven track record of success in managing and maintaining relationships with regulatory bodies. If you have a passion for regulatory compliance and a desire to drive excellence within a fast-paced and dynamic organization, we encourage you to apply for this exciting opportunity.

1. Develop and maintain strong relationships with regulatory bodies and stay up-to-date on relevant regulations and industry standards.
2. Oversee and ensure compliance with regulatory requirements for key business functions within the organization.
3. Identify potential regulatory risks and work proactively to mitigate them.
4. Collaborate with internal teams to ensure all policies, procedures, and processes are in line with regulatory requirements.
5. Lead and manage regular meetings and communication with regulatory bodies to address any concerns or inquiries.
6. Conduct regular audits and assessments to ensure compliance with regulatory standards.
7. Stay informed on industry trends and best practices to continually improve regulatory relations and compliance.
8. Provide guidance and support to internal teams on regulatory matters and assist in developing solutions for any compliance issues.
9. Develop and maintain internal frameworks and systems to monitor and report on regulatory compliance.
10. Coordinate and assist with regulatory exams and audits, responding to inquiries and providing necessary documentation.
11. Collaborate with other departments and teams to ensure a unified approach to regulatory compliance throughout the organization.
12. Monitor and report on any changes or updates to regulations and assess their impact on the organization.
13. Develop and deliver training programs to educate employees on regulatory requirements and updates.
14. Proactively identify areas for improvement and make recommendations to enhance processes and procedures related to regulatory compliance.
15. Serve as a subject matter expert on regulatory matters and provide guidance and support to senior management.

According to JobzMall, the average salary range for a Regulatory Relations Oversight, Director, Framework / Core Functions in Mumbai, Maharashtra, India is between INR 20,00,000 to INR 35,00,000 per year. This can vary depending on the specific company, experience level, and additional factors such as bonuses and benefits.

Morgan Stanley provides investment banking products and services to its clients and customers including corporations, governments, financial institutions, and individuals. It operates through the following business segments: Institutional Securities, Wealth Management, and Investment Management. The Institutional Services segment provides financial advisory, capital-raising services, and related financing services on behalf of institutional investors.