
Internal Auditor, Wealth Management Technology Audit
Are you a highly analytical and detail-oriented professional with a strong background in technology and finance? Do you have a passion for identifying and mitigating risks within a fast-paced and dynamic environment? If so, we have an exciting opportunity for you!Morgan Stanley is seeking an Internal Auditor to join our Wealth Management Technology Audit team. In this role, you will be responsible for conducting comprehensive audits of our technology systems and processes within the wealth management division. You will work closely with various stakeholders to identify potential risks, assess controls, and make recommendations for improvement. Your expertise and insights will have a direct impact on the safety and stability of our technology systems and help drive the success of our wealth management business.To excel in this role, you must have a minimum of 3 years of experience in technology auditing, preferably within the financial services industry. Strong communication and interpersonal skills are essential as you will be collaborating with team members and presenting your findings to senior leadership. A degree in computer science, accounting, or a related field is also required. If you are a driven and self-motivated individual with a desire to make a difference, we encourage you to apply for this exciting opportunity with Morgan Stanley.
- Conduct comprehensive audits of technology systems and processes within the wealth management division at Morgan Stanley.
- Collaborate with various stakeholders to identify potential risks and assess controls.
- Make recommendations for improvement to mitigate identified risks.
- Ensure compliance with regulatory requirements and industry best practices.
- Utilize analytical and detail-oriented skills to identify areas of potential risk and develop strategies to mitigate them.
- Communicate audit findings and recommendations to senior leadership.
- Stay up-to-date on industry trends and changes in technology to inform audit processes.
- Work closely with team members to share information and coordinate efforts.
- Maintain accurate and organized documentation of audit processes and findings.
- Use critical thinking skills to assess complex technology systems and processes and identify potential vulnerabilities.
- Implement and execute audit plans in a timely and efficient manner.
- Continuously evaluate and improve internal audit processes and procedures.
- Act as a subject matter expert on technology auditing and provide guidance and support to team members.
Bachelor's Degree In Computer Science, Information Systems, Or Related Field.
Minimum Of 3-5 Years Of Experience In Internal Audit, Preferably In The Wealth Management Or Financial Services Industry.
Knowledge And Understanding Of Technology Systems And Processes In The Wealth Management Industry, Including But Not Limited To Trading Platforms, Risk Management Systems, And Data Analytics Tools.
Strong Analytical And Problem-Solving Skills, With The Ability To Identify And Communicate Potential Risks And Control Deficiencies.
Professional Certification Such As Certified Internal Auditor (Cia) Or Certified Information Systems Auditor (Cisa) Is Preferred.
Financial Reporting
Process Improvement
Vendor Management
Data Analysis
Internal controls
Risk assessment
Information Security
Compliance review
Fraud detection
Audit planning
Regulatory Knowledge
It Controls
Communication
Conflict Resolution
Emotional Intelligence
Leadership
Time management
creativity
Attention to detail
Teamwork
Adaptability
Problem-Solving
According to JobzMall, the average salary range for a Internal Auditor, Wealth Management Technology Audit in Glasgow, UK is between £35,000 and £55,000 per year. However, this can vary depending on the specific company, location, and experience level of the individual.
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Morgan Stanley provides investment banking products and services to its clients and customers including corporations, governments, financial institutions, and individuals. It operates through the following business segments: Institutional Securities, Wealth Management, and Investment Management. The Institutional Services segment provides financial advisory, capital-raising services, and related financing services on behalf of institutional investors.

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