Internal Audit Director - Investment Management

We are seeking a highly experienced and motivated Internal Audit Director to join our Investment Management team at Morgan Stanley. As the Director of Internal Audit, you will play a crucial role in ensuring the integrity and effectiveness of our internal controls and risk management processes. With your expertise and leadership, you will help us maintain the highest standards of compliance and governance within our organization. If you have a strong background in investment management and a passion for promoting a culture of excellence, we invite you to apply for this exciting opportunity.

1. Develop and implement internal audit strategies and plans that align with the overall goals and objectives of the organization.
2. Conduct risk assessments and identify potential areas of vulnerability within the investment management process.
3. Lead and manage a team of internal auditors to ensure timely and accurate execution of audit activities.
4. Review and evaluate the effectiveness of internal controls and risk management processes, and make recommendations for improvement.
5. Conduct in-depth audits of investment management processes, including portfolio management, trading, and compliance.
6. Collaborate with other departments, such as legal and compliance, to ensure alignment and consistency in audit findings and recommendations.
7. Stay up-to-date on industry regulations and best practices, and ensure compliance with all relevant laws and regulations.
8. Prepare and present audit reports to senior management and the board of directors, highlighting key findings and recommendations.
9. Develop and maintain strong relationships with key stakeholders, including business leaders and external auditors.
10. Foster a culture of excellence and continuous improvement within the internal audit team and the broader organization.
11. Train and mentor junior auditors to develop their skills and knowledge in investment management and internal audit.
12. Stay informed of emerging trends and technologies in the investment management industry, and make recommendations for their incorporation into the audit process.

According to JobzMall, the average salary range for a Internal Audit Director - Investment Management in New York, NY, USA is $158,000 - $217,000 per year. This may vary depending on the specific company, experience level, and other factors.

Morgan Stanley provides investment banking products and services to its clients and customers including corporations, governments, financial institutions, and individuals. It operates through the following business segments: Institutional Securities, Wealth Management, and Investment Management. The Institutional Services segment provides financial advisory, capital-raising services, and related financing services on behalf of institutional investors.