internal Audit Director - Internal Operations & Quality Control
Are you an experienced leader with a strong background in internal auditing and quality control? Do you thrive in a fast-paced and dynamic environment? Morgan Stanley is currently seeking an Internal Audit Director for our Internal Operations & Quality Control team. In this role, you will be responsible for overseeing and executing the company's internal audit processes, ensuring compliance with regulatory requirements and maintaining high quality standards. This is a unique opportunity to join a prestigious global financial institution and make a significant impact on our operations. We are looking for a driven and detail-oriented professional with a proven track record of success in internal auditing. If you possess the necessary qualifications and are ready for a challenging and rewarding role, we welcome your application.
- Develop and implement internal audit processes and procedures to ensure compliance with regulatory requirements and industry standards.
- Oversee and execute the company's internal audit plan, including identifying potential risks and conducting risk assessments.
- Lead and manage a team of internal auditors to ensure timely and accurate completion of audits.
- Stay up-to-date with changes in regulatory requirements and industry best practices, and incorporate them into the internal audit processes.
- Conduct regular reviews of internal controls and make recommendations for improvements.
- Coordinate with various departments and stakeholders to ensure efficient and effective communication and cooperation during audits.
- Monitor and report on the progress and results of internal audits to senior management.
- Collaborate with external auditors to provide necessary information and support for external audits.
- Develop and maintain strong relationships with key stakeholders to promote a culture of compliance and quality control.
- Provide training and guidance to team members and other employees on internal audit processes and procedures.
- Identify and implement innovative solutions to enhance the internal audit function and improve overall efficiency.
- Stay informed of industry trends and developments in internal auditing and incorporate them into the company's internal audit strategy.
- Maintain confidentiality of sensitive information obtained during audits.
- Ensure all audit findings are accurately documented, communicated, and addressed in a timely manner.
- Represent the company in a professional and ethical manner at all times.
Extensive Experience In Audit And Quality Control: The Ideal Candidate Should Have A Minimum Of 10 Years Of Experience In Internal Auditing And Quality Control, Preferably In The Financial Services Industry. They Should Have A Deep Understanding Of Audit Methodologies, Risk Management, And Quality Assurance Processes.
Strong Leadership Skills: As An Audit Director, The Candidate Will Be Responsible For Leading A Team Of Auditors And Setting The Strategic Direction For Internal Operations And Quality Control. Therefore, They Should Possess Strong Leadership Skills, Including The Ability To Motivate And Guide Team Members, Make Tough Decisions, And Drive Results.
In-Depth Knowledge Of Regulatory Frameworks: Morgan Stanley Operates In A Highly Regulated Industry, And The Audit Director Must Have A Good Understanding Of Relevant Regulatory Frameworks, Including Sec, Finra, And Occ. They Should Also Be Familiar With Industry Best Practices And Emerging Trends In Internal Audit And Quality Control.
Excellent Communication And Interpersonal Skills: The Candidate Must Be An Effective Communicator, Both Verbally And In Writing, With The Ability To Clearly Articulate Complex Concepts To Stakeholders At All Levels. They Should Also Have Strong Interpersonal Skills To Build And Maintain Relationships With Key Business Partners And Regulators.
Professional Certifications: A Certified Internal Auditor (Cia) Or Certified Public Accountant (Cpa) Designation Is Preferred For This Role. These Certifications Demonstrate A High Level Of Expertise And Commitment To The Internal Audit Profession. Other Relevant Certifications, Such As Certified Fraud Examiner (Cfe) Or Certified Financial Services Auditor (Cfsa), May Also Be Considered.
Quality Assurance
Process Improvement
Strategic Planning
Data Analysis
Budget management
Internal controls
Team Leadership
Risk assessment
Regulatory compliance
Fraud detection
Business Ac
Audit Methodology
Communication
Conflict Resolution
Emotional Intelligence
Leadership
Time management
creativity
Teamwork
Adaptability
Problem-Solving
Decision-making
According to JobzMall, the average salary range for a internal Audit Director - Internal Operations & Quality Control in New York, NY, USA is $130,000 to $175,000 per year. However, salaries can vary depending on the specific company, industry, and individual qualifications and experience. Additionally, bonuses and other benefits may also affect the overall salary range.
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Morgan Stanley provides investment banking products and services to its clients and customers including corporations, governments, financial institutions, and individuals. It operates through the following business segments: Institutional Securities, Wealth Management, and Investment Management. The Institutional Services segment provides financial advisory, capital-raising services, and related financing services on behalf of institutional investors.
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