Global Financial Crimes: Compliance Testing Vice President

Welcome to Morgan Stanley, where we are committed to maintaining the highest standards of ethical and legal conduct. As the Global Financial Crimes: Compliance Testing Vice President, you will play a critical role in ensuring our firm's compliance with global financial crime regulations. We are seeking a highly experienced and driven individual who is passionate about combatting financial crimes and has a deep understanding of regulatory requirements. If you have a strong background in compliance testing and are ready to take on a leadership role in a fast-paced and dynamic environment, we encourage you to apply.

1. Develop and implement an effective compliance testing program to ensure Morgan Stanley's adherence to global financial crime regulations.
2. Conduct thorough and timely testing of all relevant policies, procedures, and controls to identify potential gaps or weaknesses in our compliance program.
3. Collaborate with cross-functional teams, including Legal, Risk, and Operations, to obtain necessary information and ensure alignment with regulatory requirements.
4. Monitor changes in global financial crime regulations and adapt testing strategies accordingly to ensure ongoing compliance.
5. Lead a team of compliance testers, providing guidance, support, and training to ensure high-quality and consistent testing across all business units.
6. Serve as a subject matter expert on financial crime regulations and provide guidance and advice to senior leadership on potential risks and areas for improvement.
7. Prepare and present comprehensive and accurate reports on testing results to senior management, highlighting any areas of concern or non-compliance.
8. Develop and maintain strong relationships with internal and external stakeholders, including regulators and auditors, to ensure a thorough understanding of compliance requirements and expectations.
9. Continuously evaluate and enhance the compliance testing program, incorporating industry best practices and innovative strategies to improve efficiency and effectiveness.
10. Remain up-to-date on industry trends and best practices in compliance testing, and proactively identify opportunities for improvement within the organization.

According to JobzMall, the average salary range for a Global Financial Crimes: Compliance Testing Vice President in Baltimore, MD, USA is $140,000-$180,000 per year. This can vary depending on the specific company, industry, and level of experience.

Morgan Stanley provides investment banking products and services to its clients and customers including corporations, governments, financial institutions, and individuals. It operates through the following business segments: Institutional Securities, Wealth Management, and Investment Management. The Institutional Services segment provides financial advisory, capital-raising services, and related financing services on behalf of institutional investors.