
Director - Client Onboarding Regulatory Services
At Morgan Stanley, we are looking for a highly motivated and experienced Director to join our Client Onboarding Regulatory Services team. This position is an excellent opportunity for a professional with a strong background in Compliance and Regulatory Services to join a leading global financial services firm.The successful applicant for this role will be an organized and effective leader with an in-depth knowledge of regulatory requirements and a strong commitment to client experience. You must have a proven track record of success in developing and managing a team and be able to demonstrate excellent organizational skills. You must have the ability to prioritize tasks, develop strategies, and work to tight deadlines.We are looking for a candidate with excellent communication and interpersonal skills, who is able to build relationships with colleagues and clients. You must be comfortable working in a fast-paced environment and have the ability to adapt to changing industry regulations. You should have the capacity to work independently as well as part of a team and be able to think strategically and analytically.The successful candidate must have a bachelor’s degree in business, finance, or a related field and at least 5 years of experience in Compliance and Regulatory Services. Experience in the financial services industry or banking sector is preferred.If you have the qualifications and experience required and are interested in a rewarding and challenging role, we want to hear from you!
Responsibilities:
- Ensure compliance with all applicable regulatory requirements and industry standards.
- Develop and manage team members to ensure successful execution of onboarding and regulatory services.
- Prioritize tasks, develop strategies, and work to tight deadlines.
- Build and maintain relationships with colleagues and clients.
- Adapt to changing industry regulations.
- Work independently or as part of a team.
- Think strategically and analytically.
- Monitor and review existing client onboarding processes and procedures.
- Provide leadership and mentorship to team members.
- Analyze client data to identify potential areas of improvement.
- Liaise with external regulators and stakeholders.
- Liaise with legal and compliance departments.
- Participate in industry-related events and conferences.
Or A Related Field
Ability To Work Independently And In A Team Environment
And Problem-Solving Skills
Excellent Communication
Interpersonal
Bachelor's Degree In Business Administration
Law
Minimum Years Of Experience In Client Onboarding And Regulatory Services
Proven Experience In Customer Service
In-Depth Knowledge Of Relevant Compliance Regulations And Procedures
Ability To Handle Multiple Tasks And Prioritize Activities
Risk Management
Financial Analysis
Business Analysis
Project Management
Relationship Management
Compliance
Transaction Monitoring
Regulatory reporting
Client engagement
Client Onboarding
Client Support
Regulatory Change
Regulatory Policies
Regulatory Services
Regulatory Structure
Communication
Leadership
Negotiation
Time management
Interpersonal Skills
Critical thinking
Teamwork
Adaptability
Problem-Solving
Decision-making
According to JobzMall, the average salary range for a Director - Client Onboarding Regulatory Services in Baltimore, MD, USA is $86,000 to $126,000 per year. This salary range may vary depending on a number of factors, such as the candidate's experience level, the specific company, and the type of job duties they will be performing.
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Morgan Stanley provides investment banking products and services to its clients and customers including corporations, governments, financial institutions, and individuals. It operates through the following business segments: Institutional Securities, Wealth Management, and Investment Management. The Institutional Services segment provides financial advisory, capital-raising services, and related financing services on behalf of institutional investors.

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