Morgan Stanley

Compliance Officer

Morgan Stanley

Miami, FL, USA
Full-TimeDepends on ExperienceMid-LevelBachelors
Job Description

Morgan Stanley is seeking an experienced, detail-oriented Compliance Officer to join our team. In this role, you will be responsible for ensuring the organization is in compliance with all applicable laws and regulations. The ideal candidate will have a combination of compliance and regulatory knowledge, excellent communication skills, and the ability to effectively collaborate with partners across the organization. To be successful in this role, you must have a minimum of 5 years of experience in a compliance-related role. You should possess a Bachelor's degree in law, finance, accounting, or a related field, and a thorough understanding of the applicable laws, regulations, and industry standards. Additionally, you should be able to navigate complex compliance issues and develop creative solutions. If you have the necessary qualifications and are excited to join a dynamic team, we'd love to hear from you.

Where is this job?
This job is located at Miami, FL, USA
Job Qualifications
  • Or A Related Field

  • Economics

  • Excellent Written And Verbal Communication Skills

  • Excellent Analytical

  • Etc)

  • Finance

  • Bachelor's Degree In Accounting

  • Business Administration

  • + Years' Experience In A Related Field

  • Regulatory And/Or Compliance-Related Certifications (Finra

  • Cftc

  • Nfa

  • Knowledge Of Financial Industry Regulations (Sec

  • Finra

  • Problem Solving

  • And Organizational Skills

  • Ability To Work Independently And Take Initiative

  • Ability To Manage Multiple

Required Skills
  • Planning

  • Auditing

  • Reporting

  • Drafting

  • Documenting

  • Interpreting

  • Monitoring

  • Advising

  • Negotiating

  • Analyzing

  • Collaborating

  • Evaluating

  • Resolving

  • Investigating

  • Educating

Soft Skills
  • Communication

  • Leadership

  • Time management

  • Interpersonal Skills

  • creativity

  • Organization

  • Critical thinking

  • Teamwork

  • Adaptability

  • Problem-Solving

Compensation

According to JobzMall, the average salary range for a Compliance Officer in Miami, FL, USA is $59,000 to $85,000 annually. The salary range can vary based on experience, qualifications, and other factors.

Additional Information
Morgan Stanley is an Equal Opportunity Employer. We celebrate diversity and are committed to creating an inclusive environment for all employees. We do not discriminate based upon race, religion, color, national origin, sex, sexual orientation, gender identity, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics.
Required LanguagesEnglish
Job PostedMarch 7th, 2023
Apply BeforeApril 11th, 2026
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About Morgan Stanley

Morgan Stanley provides investment banking products and services to its clients and customers including corporations, governments, financial institutions, and individuals. It operates through the following business segments: Institutional Securities, Wealth Management, and Investment Management. The Institutional Services segment provides financial advisory, capital-raising services, and related financing services on behalf of institutional investors.

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