Morgan Stanley

Compliance Officer

Morgan Stanley

Boston, MA, USA
Full-TimeDepends on ExperienceSenior LevelMasters
Job Description

At Morgan Stanley, we are looking for a Compliance Officer to join our team. This individual will be responsible for ensuring compliance with applicable laws, regulations, and internal policies and procedures. The ideal candidate will have experience in a similar role and possess a comprehensive understanding of the applicable laws and regulations.We are looking for someone who is detail-oriented, highly organized, and an excellent communicator. An ability to work independently and collaboratively as part of a team is essential. The successful candidate will have strong problem-solving and analytical skills, with the ability to think strategically and make sound decisions. If you have the qualifications and experience we are looking for, and are eager to join a successful and dynamic team, we would love to hear from you.

Where is this job?
This job is located at Boston, MA, USA
Job Qualifications
  • Excellent Communication Skills

  • Strong Analytical And Problem-Solving Skills

  • Knowledge Of Sec Regulations

  • Finra Regulations

  • Banking Regulations

  • Familiarity With Dodd-Frank Act

  • Knowledge Of Anti-Money Laundering (Aml) Compliance

  • Experience In Risk Management

Required Skills
  • Documentation

  • Risk Management

  • Data Analysis

  • Communication

  • Conflict Resolution

  • Auditing

  • Reporting

  • Regulatory compliance

  • Client Relations

  • Due Diligence

  • Policy Development

  • Compliance monitoring

  • Investigations

  • Regulatory Research

  • Enforcement

Soft Skills
  • Communication

  • Conflict Resolution

  • Leadership

  • Problem Solving

  • Time management

  • Interpersonal Skills

  • creativity

  • Organizational skills

  • Teamwork

  • Adaptability

Compensation

According to JobzMall, the average salary range for a Compliance Officer in Boston, MA, USA is between $70,000 and $125,000 per year. Salaries may vary depending on the company, experience, and qualifications of the individual.

Additional Information
Morgan Stanley is an Equal Opportunity Employer. We celebrate diversity and are committed to creating an inclusive environment for all employees. We do not discriminate based upon race, religion, color, national origin, sex, sexual orientation, gender identity, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics.
Required LanguagesEnglish
Job PostedMarch 7th, 2023
Apply BeforeMay 10th, 2026
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About Morgan Stanley

Morgan Stanley provides investment banking products and services to its clients and customers including corporations, governments, financial institutions, and individuals. It operates through the following business segments: Institutional Securities, Wealth Management, and Investment Management. The Institutional Services segment provides financial advisory, capital-raising services, and related financing services on behalf of institutional investors.

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