Morgan Stanley

Compliance Officer

Morgan Stanley

San Francisco, CA, USA
Full-TimeDepends on ExperienceSenior LevelMasters
Job Description

At Morgan Stanley, we are looking for a highly-skilled Compliance Officer to join our team and help ensure our business operations comply with applicable laws and regulations. The successful candidate will have a keen eye for detail, a thorough understanding of the relevant regulations and a commitment to upholding the highest standards of compliance. To be successful in this role, you will need a Bachelor’s degree in Law, Finance, or a related field, as well as five+ years of experience as a Compliance Officer. Additionally, you should possess excellent communication and organizational skills, be highly analytical, and be able to work independently and as part of a team. The ideal candidate will be highly organized, have a proven track record in compliance, and be self-motivated and driven. If you have the skills and experience outlined above, we'd love to hear from you!

Where is this job?
This job is located at San Francisco, CA, USA
Job Qualifications
  • Excellent Communication And Interpersonal Skills

  • Law Degree

  • + Years Experience In A Compliance Role

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  • Strong Understanding Of Sec And Finra Rules And Regulations

  • Ability To Multitask And Work On Tight Deadlines

Required Skills
  • Documentation

  • Training

  • Communication

  • Negotiation

  • Conflict Resolution

  • Auditing

  • Reporting

  • Risk Mitigation

  • Analysis

  • Monitoring

  • Problem-Solving

  • Regulation

  • Policies

  • Investigating

  • Ethics

Soft Skills
  • Communication

  • Emotional Intelligence

  • Time management

  • Interpersonal Skills

  • creativity

  • self-motivation

  • Critical thinking

  • collaboration

  • Adaptability

  • Problem-Solving

Compensation

According to JobzMall, the average salary range for a Compliance Officer in San Francisco, CA, USA is between $72,283 and $106,827 per year. The salary range depends on several factors, such as experience, qualifications, and job responsibilities. Factors such as company size and industry may also influence salaries.

Additional Information
Morgan Stanley is an Equal Opportunity Employer. We celebrate diversity and are committed to creating an inclusive environment for all employees. We do not discriminate based upon race, religion, color, national origin, sex, sexual orientation, gender identity, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics.
Required LanguagesEnglish
Job PostedMarch 7th, 2023
Apply BeforeJuly 8th, 2026
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About Morgan Stanley

Morgan Stanley provides investment banking products and services to its clients and customers including corporations, governments, financial institutions, and individuals. It operates through the following business segments: Institutional Securities, Wealth Management, and Investment Management. The Institutional Services segment provides financial advisory, capital-raising services, and related financing services on behalf of institutional investors.

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