Morgan Stanley is looking for an experienced Compliance Officer to join our team. Reporting directly to the Chief Compliance Officer, the Compliance Officer will be responsible for ensuring Morgan Stanley’s compliance with all applicable laws, regulations and internal policies. The ideal candidate for this role will have a comprehensive understanding of the financial services industry and a deep knowledge of the regulatory environment in which it operates. We are looking for a professional with strong analytical, problem-solving and communication skills combined with the ability to work with stakeholders across the organization.To be successful in this position, the candidate must possess the following qualifications: a Bachelor’s degree in a related field; at least five years of experience in a compliance or legal role within the financial services industry; a proven track record of successfully managing compliance-related projects; and excellent research, writing and presentation skills. Additionally, the candidate must have excellent interpersonal and organizational skills, be able to work independently and multitask in a fast-paced environment, and be comfortable dealing with ambiguity. If you meet the qualifications and have a passion for ensuring that Morgan Stanley adheres to all applicable laws, regulations and internal policies, we want to hear from you!
Excellent Communication And Interpersonal Skills
Bachelor's Degree In Finance
Ability To Multi-Task And Prioritize Tasks
Strong Knowledge Of Financial Regulations
Ability To Interpret And Analyze Complex Data
Proven Track Record Of Working In A Compliance Role
Demonstrated Problem-Solving And Decision-Making Skills
High Level Of Computer Literacy
Law Or Related Field
Documentation
Training
Auditing
Reporting
Compliance
Interpreting
Monitoring
Advising
Negotiating
Analyzing
Facilitating
Regulatory
Risk
Resolving
Investigating
Communication
Conflict Resolution
Leadership
Time management
Interpersonal Skills
Critical thinking
Organizational skills
Teamwork
Adaptability
Problem-Solving
According to JobzMall, the average salary range for a Compliance Officer in New York, NY, USA is between $67,000 and $101,000 per year. This range can vary depending on experience, qualifications, and other factors.
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Morgan Stanley provides investment banking products and services to its clients and customers including corporations, governments, financial institutions, and individuals. It operates through the following business segments: Institutional Securities, Wealth Management, and Investment Management. The Institutional Services segment provides financial advisory, capital-raising services, and related financing services on behalf of institutional investors.

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