Morgan Stanley

Compliance Officer

Morgan Stanley

New York, NY, USA
Full-TimeDepends on ExperienceSenior LevelMasters
Job Description

Morgan Stanley is looking for an experienced Compliance Officer to join our team. Reporting directly to the Chief Compliance Officer, the Compliance Officer will be responsible for ensuring Morgan Stanley’s compliance with all applicable laws, regulations and internal policies. The ideal candidate for this role will have a comprehensive understanding of the financial services industry and a deep knowledge of the regulatory environment in which it operates. We are looking for a professional with strong analytical, problem-solving and communication skills combined with the ability to work with stakeholders across the organization.To be successful in this position, the candidate must possess the following qualifications: a Bachelor’s degree in a related field; at least five years of experience in a compliance or legal role within the financial services industry; a proven track record of successfully managing compliance-related projects; and excellent research, writing and presentation skills. Additionally, the candidate must have excellent interpersonal and organizational skills, be able to work independently and multitask in a fast-paced environment, and be comfortable dealing with ambiguity. If you meet the qualifications and have a passion for ensuring that Morgan Stanley adheres to all applicable laws, regulations and internal policies, we want to hear from you!

Where is this job?
This job is located at New York, NY, USA
Job Qualifications
  • Excellent Communication And Interpersonal Skills

  • Bachelor's Degree In Finance

  • Ability To Multi-Task And Prioritize Tasks

  • Strong Knowledge Of Financial Regulations

  • Ability To Interpret And Analyze Complex Data

  • Proven Track Record Of Working In A Compliance Role

  • Demonstrated Problem-Solving And Decision-Making Skills

  • High Level Of Computer Literacy

  • Law Or Related Field

Required Skills
  • Documentation

  • Training

  • Auditing

  • Reporting

  • Compliance

  • Interpreting

  • Monitoring

  • Advising

  • Negotiating

  • Analyzing

  • Facilitating

  • Regulatory

  • Risk

  • Resolving

  • Investigating

Soft Skills
  • Communication

  • Conflict Resolution

  • Leadership

  • Time management

  • Interpersonal Skills

  • Critical thinking

  • Organizational skills

  • Teamwork

  • Adaptability

  • Problem-Solving

Compensation

According to JobzMall, the average salary range for a Compliance Officer in New York, NY, USA is between $67,000 and $101,000 per year. This range can vary depending on experience, qualifications, and other factors.

Additional Information
Morgan Stanley is an Equal Opportunity Employer. We celebrate diversity and are committed to creating an inclusive environment for all employees. We do not discriminate based upon race, religion, color, national origin, sex, sexual orientation, gender identity, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics.
Required LanguagesEnglish
Job PostedMarch 7th, 2023
Apply BeforeJune 21st, 2025
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About Morgan Stanley

Morgan Stanley provides investment banking products and services to its clients and customers including corporations, governments, financial institutions, and individuals. It operates through the following business segments: Institutional Securities, Wealth Management, and Investment Management. The Institutional Services segment provides financial advisory, capital-raising services, and related financing services on behalf of institutional investors.

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