Complex Risk Officer

Primary responsibility for all risk, supervisory, and compliance function for respective branch location(s). Facilitates any supervisory inquiry or process that requires escalation from the Senior. Complex Risk Officer and/or the Regional Risk Officer. Liaises with the Legal and Compliance Division with customer complaints and litigation. Supports in the preparation for and response to audits, and ensures that any audit findings are appropriately responded to and remediated. Responsible for proactive client contact in determining suitability and managing risk. Assists in the review and on boarding of FA recruits.

According to JobzMall, the average salary range for a Complex Risk Officer in 2398 E Camelback Rd, Phoenix, AZ 85016, USA is $74,367 to $128,837 per year.

Morgan Stanley provides investment banking products and services to its clients and customers including corporations, governments, financial institutions, and individuals. It operates through the following business segments: Institutional Securities, Wealth Management, and Investment Management. The Institutional Services segment provides financial advisory, capital-raising services, and related financing services on behalf of institutional investors.