Capital Markets Audit

Internal Audit is responsible for validating whether the firm operates in a controlled environment with appropriate risk-management processes. Auditors evaluate the adequacy and effectiveness of the firm?s internal controls using a risk-based methodology developed from professional auditing standards. Identify and assess areas of critical and high risks and evaluate the soundness of their controls as part of audits, continuous monitoring and closure verification work in order to formulate a point of view of the control environment. Plan and execute audits, continuous monitoring and closure verification work on sales, trading and support groups on time and within budgets. Provide guidance to junior staff as needed. Plans deliverables with sufficient budget, time and skill sets for successful delivery while proactively monitoring budgets, resources and key metrics. Creates the messaging of risks and controls in the quarterly pack to senior management.

According to JobzMall, the average salary range for a Capital Markets Audit in 1585 Broadway, New York, NY 10019, USA is between $58,000 and $92,000 per year. Salaries will vary depending on experience, qualifications, and other factors.

Morgan Stanley provides investment banking products and services to its clients and customers including corporations, governments, financial institutions, and individuals. It operates through the following business segments: Institutional Securities, Wealth Management, and Investment Management. The Institutional Services segment provides financial advisory, capital-raising services, and related financing services on behalf of institutional investors.