Accounts Review Specialist

Review & approve the New Accounts, Managed Account Inceptions, and Account Modification requests. Provide world class customer service to both field facing and internal counterparts in all interactions. Research and resolve problems and deficiencies in a timely manner. Meet appropriate timelines within expectations for requests from Regional Interface inquiries and follow up within that time frame. Ability to handle a high volume of requests in a fast paced environment. Apply firm policies and procedures on account opening and maintenance activity (e.g., “Know Your Client” (KYC), Client Identification Program (CIP), and account suitability standards). Keep current on SEC/FINRA, Compliance and firm guidelines and policy and procedure changes and apply to processing and all interaction to ensure risk mitigation. Participate in projects and/or remediation efforts as needed including pilot programs.

According to JobzMall, the average salary range for a Accounts Review Specialist in 1999 Avenue of the Stars, Los Angeles, CA 90067, USA is between $44,000 and $50,000 per year.

Morgan Stanley provides investment banking products and services to its clients and customers including corporations, governments, financial institutions, and individuals. It operates through the following business segments: Institutional Securities, Wealth Management, and Investment Management. The Institutional Services segment provides financial advisory, capital-raising services, and related financing services on behalf of institutional investors.