Surveillance Analyst

Welcome to Intercontinental Exchange, a leading global provider of financial market infrastructure. We are currently seeking a highly skilled Surveillance Analyst to join our dynamic team. As a Surveillance Analyst, you will play a crucial role in ensuring the integrity and transparency of our markets by identifying and investigating suspicious trading activities. This is an exciting opportunity for a detail-oriented and analytical individual to make a significant impact in the financial industry. To excel in this role, you must possess a keen eye for detail, strong analytical skills, and the ability to thrive in a fast-paced and ever-changing environment. If you are passionate about maintaining fair and orderly markets and have the necessary qualifications, we invite you to apply for this position.

1. Conduct surveillance and monitoring of trading activities to identify potential market manipulation, insider trading, and other suspicious activities.
2. Utilize various market surveillance tools and techniques to analyze data and identify unusual patterns or trends.
3. Conduct thorough investigations into identified suspicious activities, including reviewing trading data, communication records, and other relevant information.
4. Collaborate with other team members, as well as external regulators and law enforcement agencies, to gather and analyze information related to suspicious activities.
5. Prepare comprehensive reports and documentation of findings and recommendations for further action.
6. Stay up-to-date with industry regulations and market trends to ensure effective surveillance practices.
7. Develop and maintain relationships with internal and external stakeholders to facilitate the exchange of information and promote a culture of compliance.
8. Identify and escalate potential risks and issues to senior management in a timely manner.
9. Participate in the design and implementation of new surveillance tools and procedures to enhance the effectiveness and efficiency of the surveillance program.
10. Maintain strict confidentiality and handle sensitive information with discretion.
11. Provide support and guidance to other team members as needed.
12. Continuously review and improve surveillance processes and procedures to ensure compliance with regulatory requirements and industry best practices.
13. Participate in training and development opportunities to enhance skills and knowledge related to market surveillance.
14. Adhere to company policies and procedures, as well as relevant laws and regulations.
15. Demonstrate a commitment to maintaining fair and orderly markets and upholding the integrity and transparency of financial markets.

According to JobzMall, the average salary range for a Surveillance Analyst in New York, NY, USA is between $62,000 and $90,000 per year. This range can vary depending on factors such as experience, education, and specific job duties. Some Surveillance Analyst positions may also offer additional bonuses or benefits.

Intercontinental Exchange is an American company that owns exchanges for financial and commodity markets, and operates 12 regulated exchanges and marketplaces.