Investments Regional Supervision Principal

Frost Bank is looking for a talented and ambitious Investments Regional Supervision Principal to join our team. In this role, you will be responsible for managing the regional investment supervision team and ensuring compliance with all applicable federal and state laws and regulations. If you are an experienced investment professional with a passion for helping others achieve success and an eye for detail, this position is perfect for you.The ideal candidate for this role will have a minimum of 8 years of experience in the financial services industry, with a focus on investments and compliance. You should possess strong verbal and written communication skills, as well as excellent problem-solving and decision-making skills. You should have a strong understanding of the securities industry and regulatory environment. Additionally, you should have the ability to effectively manage a team and work with peers and senior management.We are looking for someone with a can-do attitude, who is eager to take on new challenges and help Frost Bank reach its full potential. If this position sounds like it is the perfect fit for you, we look forward to hearing from you!

Responsibilities:

1. Manage the regional investment supervision team and ensure compliance with all applicable federal and state laws and regulations.
2. Maintain strong verbal and written communication skills, and excellent problem-solving and decision-making skills.
3. Possess a strong understanding of the securities industry and regulatory environment.
4. Effectively manage a team and work with peers and senior management.
5. Take on new challenges and help Frost Bank reach its full potential.
6. Maintain up-to-date knowledge of industry trends and developments.
7. Monitor and ensure compliance with all internal policies and procedures.
8. Develop and implement strategies to improve operational efficiency.
9. Train and mentor team members.
10. Analyze data and provide recommendations to senior management.

According to JobzMall, the average salary range for a Investments Regional Supervision Principal in Fort Worth, TX, USA is $85,000 to $174,000. This range includes base salary, bonuses, and other forms of compensation. The salary range for this position can vary depending on experience, qualifications, and the employer.

Frost Bank is a Texas-chartered bank based in San Antonio with 134 branches and 1,300 automated teller machines, all in Texas. It is the primary subsidiary of Cullen/Frost Bankers, Inc., a bank holding company. It is on the list of largest banks in the United States.