Senior Portfolio Compliance Analyst

Are you a highly skilled and experienced compliance professional looking for your next challenge? Look no further! Franklin Templeton Investments is seeking a Senior Portfolio Compliance Analyst to join our dynamic and growing team. This is a unique opportunity to use your expertise to ensure our portfolios are in compliance with all regulatory requirements and internal policies. We are seeking a detail-oriented and analytical individual who is passionate about compliance and has a strong understanding of investment products and regulations. If you are ready to take the next step in your career and make a significant impact in a global organization, we want to hear from you!

1. Conduct regular reviews and analyses of portfolio transactions to ensure compliance with all regulatory requirements and internal policies.
2. Develop and implement compliance monitoring and testing procedures to identify potential issues and mitigate risk.
3. Maintain a comprehensive knowledge of current regulatory requirements and industry best practices to ensure compliance guidelines are up-to-date and accurate.
4. Collaborate with portfolio managers, legal teams, and other compliance professionals to provide guidance on compliance issues and develop solutions.
5. Communicate any compliance violations or concerns to senior management and recommend appropriate corrective actions.
6. Create and maintain thorough documentation of compliance procedures and findings for audit and regulatory purposes.
7. Develop and deliver compliance training programs to educate employees on relevant regulations and policies.
8. Monitor and report on compliance metrics and trends to identify potential areas of improvement.
9. Act as a subject matter expert on compliance matters, providing guidance and advice to team members and other departments.
10. Participate in industry conferences and seminars to stay current on regulatory changes and developments.
11. Lead special compliance projects and initiatives as assigned by management.
12. Maintain a high level of professionalism and confidentiality in all compliance matters.

According to JobzMall, the average salary range for a Senior Portfolio Compliance Analyst in San Mateo, CA, USA is between $95,000 and $120,000 per year. This range can vary depending on factors such as experience, education, and the specific company or industry the analyst is working in.

Franklin Resources, Inc. is a holding company, which engages in the provision of financial and investment management operations. It offers fund administration, sales, distribution, marketing, shareholder servicing, trustee, custody, and fiduciary services.