
Senior Compliance Analyst
We are seeking a highly skilled and experienced Senior Compliance Analyst to join our dynamic team at Franklin Templeton Investments. In this role, you will play a crucial role in ensuring our company's compliance with various regulatory and legal requirements. As a key member of our compliance team, you will have the opportunity to utilize your extensive knowledge and expertise to drive our firm's adherence to industry standards and best practices. The ideal candidate will have a strong background in compliance and a deep understanding of the investment management industry. If you are a detail-oriented, analytical thinker with a passion for compliance, we invite you to apply for this exciting opportunity.
- Develop and implement compliance policies and procedures to ensure adherence to regulatory and legal requirements.
- Conduct regular audits and reviews to assess the effectiveness of compliance programs.
- Stay updated on industry regulations and best practices, and make recommendations for changes to company policies and procedures.
- Collaborate with other departments to ensure compliance is integrated into business processes and operations.
- Provide guidance and support to colleagues on compliance-related matters.
- Conduct training sessions to educate employees on compliance regulations and expectations.
- Investigate and resolve any compliance issues or violations.
- Ensure timely and accurate reporting to regulatory bodies.
- Monitor and assess potential risks and make recommendations for risk mitigation strategies.
- Participate in industry conferences and networking events to stay current on compliance trends and best practices.
- Maintain strong relationships with regulatory bodies and act as a liaison between the company and these organizations.
- Utilize data and analytical tools to identify areas for improvement and make recommendations for enhancing compliance processes.
- Continuously assess and update compliance procedures to ensure they are aligned with company goals and objectives.
- Handle any ad hoc compliance-related tasks and projects as assigned.
Minimum Of 5 Years Of Experience In Compliance Or Related Field, Preferably In The Financial Services Industry.
In-Depth Knowledge Of Regulatory Requirements And Industry Best Practices, Including Sec, Finra, And Other Relevant Regulations.
Strong Understanding Of Investment Products And Services, Including Mutual Funds, Etfs, And Separately Managed Accounts.
Excellent Analytical And Problem-Solving Skills, With The Ability To Identify And Address Potential Compliance Issues.
Strong Communication And Interpersonal Skills, With The Ability To Collaborate With Cross-Functional Teams And Communicate Complex Compliance Concepts To Non-Technical Stakeholders.
Project Management
Data Analysis
Risk assessment
Investigative skills
Audit management
Policy Development
corporate governance
Compliance monitoring
Regulatory Knowledge
Training And Education
Reporting And Documentation
Communication
Conflict Resolution
Emotional Intelligence
Leadership
Time management
creativity
Critical thinking
Teamwork
Adaptability
Problem-Solving
According to JobzMall, the average salary range for a Senior Compliance Analyst in Edinburgh, UK is between £40,000 and £60,000 per year. However, this can vary depending on factors such as the specific company, industry, experience level, and job responsibilities. Some senior compliance analysts may earn more than £60,000, while others may earn less than £40,000. It is important to research and compare salaries for specific job postings to get a better understanding of the potential salary for a Senior Compliance Analyst in Edinburgh.
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Franklin Resources, Inc. is a holding company, which engages in the provision of financial and investment management operations. It offers fund administration, sales, distribution, marketing, shareholder servicing, trustee, custody, and fiduciary services.

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