Manager-Investment Compliance

Are you a highly experienced and detail-oriented compliance professional with a passion for investment management? Look no further! Franklin Templeton Investments is seeking a Manager of Investment Compliance to join our dynamic and forward-thinking team. In this role, you will play a critical role in ensuring our firm's adherence to regulatory requirements and ethical standards. The ideal candidate will have a strong understanding of investment compliance, exceptional analytical skills, and a proven track record of success in a fast-paced environment. If you are ready to take the next step in your compliance career, we encourage you to apply today!

1. Develop and implement compliance policies and procedures to ensure adherence to regulatory requirements and ethical standards.
2. Monitor and analyze investment activities to identify potential compliance risks.
3. Conduct regular compliance audits and reviews to ensure compliance with internal policies and external regulations.
4. Stay up-to-date on industry regulations and communicate changes or updates to relevant stakeholders.
5. Provide guidance and training to employees on compliance policies and procedures.
6. Collaborate with other departments, such as legal and risk management, to address compliance issues and find solutions.
7. Investigate and resolve potential compliance violations or breaches.
8. Prepare and submit reports to regulatory agencies as required.
9. Manage relationships with external regulators and respond to inquiries or requests for information.
10. Lead and supervise a team of compliance professionals, providing support and guidance as needed.
11. Conduct ongoing risk assessments and implement measures to mitigate potential compliance risks.
12. Participate in industry conferences and forums to stay informed on compliance best practices.
13. Develop and maintain relationships with internal stakeholders, such as portfolio managers, to ensure compliance processes are integrated into investment decision-making.
14. Provide regular updates and reports to senior management on compliance activities and any potential issues.
15. Continuously review and enhance compliance processes and procedures to ensure efficiency and effectiveness.

According to JobzMall, the average salary range for a Manager-Investment Compliance in Boston, MA, USA is $102,000 to $148,000 per year. However, this range can vary depending on the specific company, level of experience, and other factors such as bonuses and benefits. It is important to research and compare salaries for similar positions in the Boston area to get a more accurate understanding of the market rate.

Franklin Resources, Inc. is a holding company, which engages in the provision of financial and investment management operations. It offers fund administration, sales, distribution, marketing, shareholder servicing, trustee, custody, and fiduciary services.