
Senior Associate, Regulatory Reporting External Support
At Fidelity Investments, we are dedicated to helping our clients achieve their financial goals and objectives. We are currently seeking a highly motivated and experienced Senior Associate to join our team as a Regulatory Reporting External Support. In this role, you will play a crucial part in ensuring compliance with regulatory requirements and supporting our external reporting processes. This is an exciting opportunity for a detail-oriented individual with a strong understanding of financial regulations and reporting standards. If you have a passion for accuracy and thrive in a fast-paced environment, we encourage you to apply for this role.
- Conduct thorough research and analysis of financial regulations to ensure compliance with all applicable laws and standards.
- Collaborate with various internal teams to gather and compile data for external reporting purposes.
- Review and verify accuracy of data and reports to ensure compliance with regulatory requirements.
- Prepare and submit timely and accurate reports to regulatory agencies.
- Maintain and update internal systems and processes to ensure efficient and effective reporting.
- Communicate with external regulatory agencies to address any inquiries or requests for additional information.
- Stay up-to-date on industry developments and changes in regulatory requirements.
- Identify potential risks and provide recommendations for mitigating actions.
- Train and mentor junior team members on regulatory reporting processes and procedures.
- Participate in internal and external audits to ensure compliance with regulatory requirements.
- Develop and maintain strong relationships with stakeholders, including regulators and auditors.
- Prepare and present reports and findings to senior management.
- Proactively identify areas for process improvement and implement solutions to enhance efficiency and accuracy.
- Adhere to company policies and procedures, including strict confidentiality and data security protocols.
- Uphold the company's commitment to exceptional customer service and client satisfaction.
Bachelor's Degree In Finance, Accounting, Or A Related Field
Minimum Of 5 Years Of Experience In A Regulatory Reporting Role Within The Financial Services Industry
Strong Understanding Of Regulatory Requirements And Reporting Standards Such As Sec, Finra, And Cftc
Excellent Analytical And Problem-Solving Skills With The Ability To Interpret Complex Data And Regulatory Requirements
Previous Experience Working With External Regulators And Auditors, As Well As Strong Communication And Relationship Management Skills.
Financial Analysis
Process Improvement
Project Management
Data Management
Team Leadership
Risk assessment
Regulatory compliance
Stakeholder Communication
Audit Preparation
Reporting Standards
Regulatory Change Management
Communication
Conflict Resolution
Emotional Intelligence
Leadership
Time management
Interpersonal Skills
creativity
Teamwork
Adaptability
Problem-Solving
According to JobzMall, the average salary range for a Senior Associate, Regulatory Reporting External Support in New York, NY, USA is $90,000 - $120,000 per year. This salary range may vary depending on factors such as the specific company, location, and experience level of the individual.
Apply with Video Cover Letter Add a warm greeting to your application and stand out!
Fidelity Investments Inc., commonly referred to as Fidelity, earlier as Fidelity Management & Research or FMR, is an American multinational financial services corporation based in Boston, Massachusetts.

Get interviewed today!
JobzMall is the world‘ s largest video talent marketplace.It‘s ultrafast, fun, and human.
Get Started