Financial Crimes Compliance Enhanced Due Diligence Sr. Manager

Welcome to Fidelity Investments, a leading financial services firm dedicated to helping individuals and institutions achieve their financial goals. We are seeking a highly skilled and experienced Sr. Manager to join our Financial Crimes Compliance team as an Enhanced Due Diligence expert. In this role, you will play a vital part in ensuring the safety and security of our firm and its clients by conducting thorough investigations and assessments of high-risk individuals and entities. This is an exciting opportunity for a detail-oriented and knowledgeable individual to make a significant impact in the ever-evolving world of financial crimes compliance. If you have a passion for mitigating risk and a strong background in financial crimes compliance, we encourage you to apply.

1. Conduct thorough investigations and assessments of high-risk individuals and entities to identify potential financial crimes and mitigate risk.
2. Utilize knowledge and expertise in financial crimes compliance to develop and implement enhanced due diligence procedures.
3. Collaborate with cross-functional teams, including legal, risk management, and technology, to ensure compliance with relevant laws and regulations.
4. Stay up-to-date on industry trends and best practices related to financial crimes compliance and incorporate them into the firm's processes and procedures.
5. Develop and maintain relationships with internal and external stakeholders, including law enforcement agencies and regulators.
6. Train and educate employees on financial crimes compliance and the importance of enhanced due diligence.
7. Conduct regular audits and reviews to assess the effectiveness of the firm's enhanced due diligence program.
8. Analyze data and reports to identify potential areas of improvement and recommend solutions to senior management.
9. Proactively identify and report suspicious activity to appropriate authorities.
10. Maintain accurate and detailed records of investigations and assessments.
11. Act as a subject matter expert on enhanced due diligence and provide guidance and support to colleagues.
12. Adhere to all relevant laws, regulations, and company policies.
13. Foster a culture of compliance and ethical behavior within the Financial Crimes Compliance team and the wider organization.
14. Participate in industry conferences and events to stay informed on emerging trends and network with other professionals in the field.
15. Continuously evaluate and improve the firm's enhanced due diligence processes and procedures to ensure they are in line with industry standards.

According to JobzMall, the average salary range for a Financial Crimes Compliance Enhanced Due Diligence Sr. Manager in Chicago, IL, USA is $115,000-$150,000 per year. However, this can vary depending on factors such as the company, industry, experience, and qualifications of the individual.

Fidelity Investments Inc., commonly referred to as Fidelity, earlier as Fidelity Management & Research or FMR, is an American multinational financial services corporation based in Boston, Massachusetts.