Financial Crimes Compliance Enhanced Due Diligence Sr. Manager
Welcome to Fidelity Investments, a leading financial services company dedicated to helping individuals and institutions achieve their financial goals. We are currently seeking a highly skilled and experienced Financial Crimes Compliance Enhanced Due Diligence Sr. Manager to join our team. In this role, you will play a critical role in protecting our company from financial crimes, while ensuring compliance with regulatory requirements. If you are a driven and detail-oriented professional with a deep understanding of AML and EDD processes, we encourage you to apply. Join us in our mission to provide trusted and secure financial services to our clients.
- Conduct enhanced due diligence reviews on potential high-risk clients and transactions to identify and mitigate potential financial crime risks.
- Develop and maintain strong relationships with internal and external stakeholders to ensure effective communication and collaboration.
- Monitor and analyze industry trends, regulatory developments, and emerging risks to continuously enhance the company's financial crime compliance program.
- Identify and report suspicious activity to the appropriate authorities, as required by applicable laws and regulations.
- Conduct regular training and education sessions for employees on financial crime risks, policies, and procedures.
- Oversee and manage a team of analysts responsible for conducting due diligence reviews and identifying potential financial crime risks.
- Develop and implement policies and procedures to ensure compliance with relevant laws and regulations, including the Bank Secrecy Act (BSA) and anti-money laundering (AML) laws.
- Work closely with other departments, such as risk management and legal, to ensure alignment and consistency in the company's approach to financial crime compliance.
- Utilize various tools and systems to conduct investigations and analysis related to potential financial crimes.
- Prepare and present reports to senior management and regulatory authorities on the company's financial crime compliance program and initiatives.
Extensive Knowledge Of Financial Crime Compliance Regulations And Laws: The Sr. Manager Must Have A Deep Understanding Of Anti-Money Laundering (Aml), Know Your Customer (Kyc), And Other Relevant Regulations To Ensure That Fidelity Investments Remains In Compliance.
Strong Analytical And Investigative Skills: This Role Requires The Ability To Conduct Thorough Investigations And Analyze Complex Data To Identify Potential Financial Crimes And Ensure That Enhanced Due Diligence Processes Are Effective.
Leadership And Management Experience: The Sr. Manager Must Have Experience Leading A Team And Managing Projects Related To Financial Crime Compliance. They Should Be Able To Guide And Mentor Team Members, As Well As Collaborate With Other Departments And Senior Management.
Excellent Communication And Interpersonal Skills: As A Key Point Of Contact For Internal And External Stakeholders, The Sr. Manager Must Have Strong Communication Skills To Effectively Articulate And Explain Compliance Issues And Requirements.
Experience With Risk Assessment And Mitigation: The Sr. Manager Should Have A Track Record Of Developing And Implementing Risk Assessment Strategies To Identify And Mitigate Potential Financial Crime Risks Within The Organization. This Includes Staying Up-To-Date On Emerging Risks And Implementing Proactive Measures To Address Them.
Financial Analysis
Data Analysis
Compliance Management
Risk assessment
Risk Mitigation
Regulatory compliance
Due Diligence
team
Fraud detection
Investigation
Anti-Money Laundering
Know Your Customer
Communication
Conflict Resolution
Emotional Intelligence
Leadership
Time management
creativity
Attention to detail
Teamwork
Adaptability
Problem-Solving
According to JobzMall, the average salary range for a Financial Crimes Compliance Enhanced Due Diligence Sr. Manager in Westlake, TX, USA is $130,000-$180,000 per year. This may vary depending on the specific company, industry, and level of experience of the individual. Some companies may offer higher salaries or additional benefits such as bonuses and stock options. It is important to research the specific job market and negotiate salary based on individual qualifications and experience.
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Fidelity Investments Inc., commonly referred to as Fidelity, earlier as Fidelity Management & Research or FMR, is an American multinational financial services corporation based in Boston, Massachusetts.
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