Fidelity Investments

Director - Regulatory Reporting

Fidelity Investments

Greenwood Village, CO, USA
Full-TimeDepends on ExperienceSenior LevelMasters
Job Description

Welcome to Fidelity Investments, a leading financial services company dedicated to helping individuals and institutions achieve their financial goals. We are currently seeking a highly experienced and driven Director of Regulatory Reporting to join our dynamic team. In this role, you will be responsible for overseeing all aspects of regulatory reporting, ensuring compliance with all applicable laws and regulations. As a key leader in our organization, you will play a crucial role in maintaining our reputation for excellence and integrity in the financial industry. If you have a strong background in regulatory reporting and a passion for making a meaningful impact, we encourage you to apply for this exciting opportunity.

  1. Oversee all aspects of regulatory reporting: The Director of Regulatory Reporting will be responsible for managing and supervising all activities related to regulatory reporting. This includes monitoring and ensuring compliance with all applicable laws and regulations, and staying up-to-date on any changes or updates.
  2. Ensure compliance: The Director of Regulatory Reporting will be responsible for ensuring that the company is in full compliance with all relevant laws, regulations, and reporting requirements. This includes conducting regular audits and reviews to identify any potential compliance issues and taking necessary actions to address them.
  3. Lead a team: The Director of Regulatory Reporting will be responsible for building and managing a team of regulatory reporting professionals. This includes providing guidance, support, and training to team members, as well as delegating tasks and responsibilities to ensure efficient and effective operations.
  4. Maintain industry knowledge: As a key leader in the organization, the Director of Regulatory Reporting will be expected to stay informed and up-to-date on all industry regulations, laws, and best practices. This includes attending conferences, seminars, and staying engaged with regulatory bodies to ensure the company is adhering to all necessary requirements.
  5. Collaborate with other departments: The Director of Regulatory Reporting will work closely with other departments such as Legal, Compliance, and Finance to ensure all reporting requirements are met. This includes providing necessary information and reports to support their activities and collaborating on projects that have regulatory implications.
  6. Develop and implement processes: The Director of Regulatory Reporting will be responsible for developing and implementing processes and procedures to streamline and improve regulatory reporting activities. This includes identifying areas for improvement and implementing solutions to enhance efficiency and accuracy.
  7. Maintain accurate records: It is the responsibility of the Director of Regulatory Reporting to maintain accurate and up-to-date records of all regulatory reporting activities. This includes preparing and submitting reports to regulatory bodies and maintaining appropriate documentation and evidence to support compliance efforts.
  8. Ensure data integrity: The Director of Regulatory Reporting will be responsible for ensuring the accuracy and integrity of all data
Where is this job?
This job is located at Greenwood Village, CO, USA
Job Qualifications
  • In-Depth Knowledge Of Regulatory Reporting Requirements: The Director Should Possess A Thorough Understanding Of Regulatory Reporting Requirements For Financial Institutions, Including But Not Limited To Sec, Finra, And Cftc Regulations.

  • Strong Leadership And Management Skills: As A Director, The Individual Will Be Responsible For Overseeing A Team Of Regulatory Reporting Professionals And Ensuring Their Work Is Accurate And Timely. Therefore, Strong Leadership And Management Skills Are Essential For This Role.

  • Experience In Financial Services Industry: A Background In The Financial Services Industry Is Crucial For A Director Of Regulatory Reporting At Fidelity Investments. This Experience Will Provide A Strong Foundation Of Understanding For The Complexities Of The Industry And Its Regulatory Landscape.

  • Excellent Analytical And Problem-Solving Abilities: The Director Should Possess Strong Analytical And Problem-Solving Skills To Effectively Interpret Complex Regulations And Ensure Compliance Within The Organization.

  • Communication And Collaboration Skills: As A Liaison Between Different Departments And Regulatory Agencies, The Director Should Have Excellent Communication And Collaboration Skills To Effectively Convey Information And Build Relationships With Stakeholders.

Required Skills
  • Risk Management

  • Financial Analysis

  • Financial Reporting

  • Process Improvement

  • Strategic Planning

  • Data Analysis

  • Team Management

  • Leadership

  • Regulatory compliance

  • Problem-Solving

  • Regulatory Knowledge

  • Audit Preparation

Soft Skills
  • Communication

  • Conflict Resolution

  • Emotional Intelligence

  • Leadership

  • Time management

  • creativity

  • Teamwork

  • Active Listening

  • Adaptability

  • Problem-Solving

Compensation

According to JobzMall, the average salary range for a Director - Regulatory Reporting in Greenwood Village, CO, USA is $139,000-$190,000 per year. This may vary depending on the specific company, industry, and level of experience of the individual. Some factors that may affect salary range include the size and profitability of the company, the complexity of the regulatory environment, and the demand for individuals with specific skills and experience in regulatory reporting. Additionally, advanced degrees and certifications in accounting or finance may also command higher salaries in this role.

Additional Information
Fidelity Investments is an Equal Opportunity Employer. We celebrate diversity and are committed to creating an inclusive environment for all employees. We do not discriminate based upon race, religion, color, national origin, sex, sexual orientation, gender identity, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics.
Required LanguagesEnglish
Job PostedJanuary 30th, 2024
Apply BeforeJuly 20th, 2025
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About Fidelity Investments

Fidelity Investments Inc., commonly referred to as Fidelity, earlier as Fidelity Management & Research or FMR, is an American multinational financial services corporation based in Boston, Massachusetts.

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