Director, Asset Management Compliance

Are you a driven and detail-oriented professional with a passion for compliance and investment management? Do you have a strong background in asset management and a proven track record of ensuring regulatory compliance? If so, Fidelity Investments may have the perfect opportunity for you as our Director of Asset Management Compliance.In this role, you will be responsible for overseeing compliance efforts related to our asset management business, ensuring that all regulatory requirements are met and that our clients' assets are managed in accordance with industry standards. As a key member of our leadership team, you will have the opportunity to make a significant impact on our company and the financial industry as a whole.To be successful in this position, you must possess a deep understanding of compliance regulations and best practices, as well as exceptional communication and leadership skills. We are seeking a highly motivated individual who thrives in a fast-paced, dynamic environment and is committed to upholding the highest ethical standards. If this sounds like you, we encourage you to apply for this exciting opportunity and join our team at Fidelity Investments.

1. Develop and implement compliance policies and procedures for the asset management business.
2. Monitor and ensure compliance with all applicable laws, regulations, and industry standards.
3. Conduct regular compliance reviews and audits to identify and address any potential issues.
4. Stay updated on changes in regulations and ensure that all necessary updates are made to company policies and procedures.
5. Communicate with relevant regulatory bodies and respond to inquiries or requests for information.
6. Provide training and guidance to employees on compliance requirements and best practices.
7. Collaborate with other departments to ensure compliance processes are integrated into business operations.
8. Investigate and report any compliance violations or issues to senior management.
9. Develop and maintain relationships with regulators and industry associations.
10. Lead and manage a team of compliance professionals, providing guidance and support as needed.
11. Identify and implement solutions to improve efficiency and effectiveness of compliance processes.
12. Participate in industry conferences and events to stay current on compliance trends and developments.
13. Serve as a key advisor to senior management on compliance matters.
14. Conduct risk assessments and develop strategies to mitigate potential compliance risks.
15. Uphold the highest ethical standards and promote a strong culture of compliance within the organization.

According to JobzMall, the average salary range for a Director, Asset Management Compliance in Boston, MA, USA is $130,000 - $170,000 per year. This can vary depending on the specific company, experience level, and qualifications of the individual. Some companies may offer higher salaries for this position, while others may offer lower salaries. It is also important to note that bonuses and other forms of compensation may also impact the overall salary range for this role.

Fidelity Investments Inc., commonly referred to as Fidelity, earlier as Fidelity Management & Research or FMR, is an American multinational financial services corporation based in Boston, Massachusetts.