Fidelity Investments

Associate, Regulatory Reporting Operations

Fidelity Investments

Boston, MA, USA
Full-TimeDepends on ExperienceEntry LevelHigh school or equivalent
Job Description

Welcome to Fidelity Investments – a company dedicated to helping individuals and institutions achieve financial success. We are currently seeking a highly motivated and detail-oriented individual to join our team as an Associate in Regulatory Reporting Operations. In this role, you will play a crucial part in ensuring Fidelity's compliance with regulatory requirements and maintaining the accuracy of our financial reporting. If you have a strong understanding of regulatory guidelines and a passion for operational excellence, we invite you to apply and become a part of our dynamic and collaborative team.

  1. Ensure compliance with regulatory requirements: The primary responsibility of the Associate in Regulatory Reporting Operations is to ensure that Fidelity Investments is adhering to all relevant regulatory guidelines and requirements at all times.
  2. Maintain accuracy of financial reporting: The Associate will be responsible for maintaining the accuracy and integrity of Fidelity's financial reports, ensuring that all information is complete, timely, and in accordance with regulatory standards.
  3. Monitor regulatory changes: It will be the responsibility of the Associate to stay updated on any changes in regulatory requirements and guidelines, and ensure that Fidelity's reporting processes are adjusted accordingly.
  4. Collaborate with internal teams: The Associate will work closely with various internal teams, such as finance, legal, and compliance, to gather necessary information and ensure that all reporting is accurate and complete.
  5. Perform data analysis: The Associate will be responsible for analyzing financial data to identify any discrepancies or inconsistencies that may impact regulatory reporting.
  6. Develop and maintain documentation: The Associate will be responsible for creating and maintaining documentation of all regulatory reporting processes, ensuring that they are up-to-date and in line with best practices.
  7. Identify and mitigate risks: The Associate will be expected to proactively identify potential risks and issues related to regulatory reporting and take appropriate measures to mitigate them.
  8. Participate in audits and exams: The Associate will assist with regulatory audits and exams, providing necessary information and documentation to ensure a smooth and successful process.
  9. Stay updated on industry trends: The Associate will be responsible for staying informed about industry trends and best practices in regulatory reporting and implementing any relevant changes to improve Fidelity's processes.
  10. Uphold Fidelity's values: The Associate is expected to uphold Fidelity's core values of integrity, excellence, and customer focus in all aspects of their work, representing the company's commitment to maintaining the highest standards of compliance and financial reporting.
Where is this job?
This job is located at Boston, MA, USA
Job Qualifications
  • Bachelor's Degree In Accounting, Finance, Or A Related Field.

  • At Least 2-3 Years Of Experience In A Financial Services Organization, With A Focus On Regulatory Reporting.

  • Knowledge Of Regulatory Requirements And Reporting Frameworks, Such As Sec, Finra, And/Or Occ.

  • Proficiency In Data Analysis And Reporting Tools, Such As Excel And Sql.

  • Strong Attention To Detail And Ability To Work Under Tight Deadlines In A Fast-Paced Environment.

Required Skills
  • Risk Management

  • Financial Reporting

  • Quality Assurance

  • Process Improvement

  • Communication Skills

  • Project Management

  • Data Analysis

  • Data Validation

  • Team collaboration

  • Compliance monitoring

  • Regulatory Knowledge

  • Audit Preparation

Soft Skills
  • Communication

  • Conflict Resolution

  • Emotional Intelligence

  • Leadership

  • Time management

  • creativity

  • Attention to detail

  • Teamwork

  • Adaptability

  • Problem-Solving

Compensation

According to JobzMall, the average salary range for a Associate, Regulatory Reporting Operations in Boston, MA, USA is $45,000 - $80,000 per year. This range can vary depending on factors such as the specific company, the candidate's level of experience and education, and the overall job market in the area. Some companies may offer higher salaries and additional benefits, while others may offer lower salaries but have other perks like bonuses or flexible work schedules. Ultimately, the salary for this position will depend on individual factors and negotiations with the employer.

Additional Information
Fidelity Investments is an Equal Opportunity Employer. We celebrate diversity and are committed to creating an inclusive environment for all employees. We do not discriminate based upon race, religion, color, national origin, sex, sexual orientation, gender identity, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics.
Required LanguagesEnglish
Job PostedMay 31st, 2024
Apply BeforeJune 21st, 2025
This job posting is from a verified source. 
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About Fidelity Investments

Fidelity Investments Inc., commonly referred to as Fidelity, earlier as Fidelity Management & Research or FMR, is an American multinational financial services corporation based in Boston, Massachusetts.

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